AI Risk Registry

352 risks across 103 patterns and 31 domains, in four classes.

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R-1000 Threats

Adversarial actions an attacker can intentionally trigger in a realistic deployment.

Attacks that manipulate model behavior through crafted inputs, including direct and indirect prompt injection, jailbreaking, and adversarial prompting techniques.

Attacks that place instructions in the text a model processes — supplied directly by the user, or reached through content the system retrieves — so the model acts on them as if they came from its operator.

Attackers craft explicit commands within user input to override or replace the AI system's operational directives. Common patterns include phrases like "ignore previous instructions" or "you are now in developer mode." This represents the most straightforward form of prompt injection, targeting the model's instruction-following capabilities directly.

An adversary embeds instructions in content the AI system reads as part of a task, including local repository files, documents, web pages, emails, and tool or API responses. The system treats those instructions as authority to redirect its behavior. The content may impersonate system instructions, prior approvals, or saved session state, including fabricated compaction notes.

Exploitation of inter-agent communication channels through poisoned external content that propagates between agents. One agent retrieves compromised data which then flows through the multi-agent workflow, affecting multiple downstream components.

Cross-references
AIUC-1 B005, B005.1 Cisco AI Taxonomy 2.1.5 , ArXiv IBM Risk Atlas atlas-prompt-injection MITRE ATLAS AML.T0051, AML.T0061 NIST AI/ML Framework NISTAML.015, NISTAML.02, NISTAML.027 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2024) LLM01, LLM06 OWASP LLM Top 10 (2025) LLM01, LLM02, LLM07 OWASP LLM Top 10 (2026) LLM01, LLM05

Attackers gradually shift the AI system's operational objectives over multiple interaction turns through carefully crafted prompts. Contradictory or concealed objectives are embedded within conversations, slowly steering the model away from its intended behavior toward attacker-defined goals.

Cross-references
AIUC-1 B005, B005.1 Cisco AI Taxonomy 1.3.1 , ArXiv IBM Risk Atlas atlas-prompt-injection, atlas-unauthorized-use-agentic MITRE ATLAS AML.T0051, AML.T0054 NIST AI/ML Framework NISTAML.018, NISTAML.02, NISTAML.04 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM01, LLM06 OWASP LLM Top 10 (2025) LLM01, LLM02, LLM07 OWASP LLM Top 10 (2026) LLM01, LLM08

Exploiting AI models' inability to consistently handle conflicting instructions by embedding deceptive or contradictory commands within user input across or within different modalities. This causes behavior drift toward malicious objectives as the model attempts to reconcile incompatible instructions.

Cross-references
AIUC-1 B005, B005.1 Cisco AI Taxonomy 1.3.1 , ArXiv, 19.1.1 , ArXiv IBM Risk Atlas atlas-prompt-injection MITRE ATLAS AML.T0051 NIST AI/ML Framework NISTAML.018, NISTAML.02 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM01, LLM06 OWASP LLM Top 10 (2025) LLM01, LLM02, LLM07 OWASP LLM Top 10 (2026) LLM01, LLM08

Techniques that bring a model to produce what its own safety training would otherwise refuse. This includes creative prompting, role-play framings, sustained argument, resampling until a refusal lapses, and exploitation of quirks in how the model processes its input. In each, the model reads the refused request itself, presented in a form or under a pressure its safety training does not withstand.

Constructing elaborate fictional scenarios, roleplay frameworks, or alternative contexts that reframe harmful requests as acceptable within the created narrative. Examples include the "DAN" (Do Anything Now) jailbreak where the model is convinced to operate under an unrestricted alternate persona.

Cross-references

Using carefully constructed logical arguments, philosophical frameworks, or ethical reasoning to convince the model that providing harmful information actually aligns with its values. The model is essentially argued into compliance through persuasion rather than technical exploitation.

Cross-references

Exploiting specific tokens, special characters, control sequences, or tokenization edge cases to manipulate model processing in ways that bypass safety filters. This targets the mechanical aspects of how models process input rather than higher-level reasoning.

An adversary sends the same request repeatedly and unchanged until sampling variance returns a completion the model refused on earlier attempts.

Cross-references
AIUC-1 E010 IBM Risk Atlas atlas-jailbreaking MITRE ATLAS AML.T0051, AML.T0054 NIST AI/ML Framework NISTAML.018, NISTAML.04 OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

An adversary rephrases or translates a harmful request into language the model understands but its safety behavior does not handle consistently, causing it to provide material it would refuse in an equivalent formulation. The bypass depends on the gap between semantic understanding and safety coverage, rather than a token-processing exploit, a fictional role, or an argument that changes the model’s judgment.

An adversary supplies many demonstrations of responses a model's safety training would normally refuse, causing the model to follow the demonstrated response pattern instead of refusing the subsequent request.

Attacks that use a channel other than text to carry an instruction the model will act on, or that exploit how a system reconciles several channels — placing the payload where text-facing defenses do not look, or splitting it so no single channel carries a complete attack.

Manipulating one modality (such as corrupting audio transcripts, poisoning image metadata, or altering video frames) to bias the AI system's arbitration mechanisms toward favoring the manipulated channel over other, potentially more accurate sources.

Cross-references
Cisco AI Taxonomy 19.1.2 , ArXiv IBM Risk Atlas atlas-prompt-injection NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01

Malicious instructions, prompts, or data are embedded within images using techniques like steganography, adversarial patches, or hidden text. Vision-language models extract and interpret these payloads, enabling attacks that bypass text-based content filters.

Cross-references
Cisco AI Taxonomy 1.4.1 , ArXiv IBM Risk Atlas atlas-prompt-injection MITRE ATLAS AML.T0041, AML.T0068 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

Inaudible or unintelligible voice commands embedded within audio streams using ultrasonic frequencies, backmasking, or steganographic techniques. Automatic speech recognition models interpret these hidden signals as valid instructions while remaining imperceptible to human listeners.

Cross-references
Cisco AI Taxonomy 1.4.3 , ArXiv IBM Risk Atlas atlas-prompt-injection MITRE ATLAS AML.T0041 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

An adversary embeds content in video frames or frame sequences that a model interprets as directions for its responses or actions, rather than as material to analyze. The content may be plainly visible, briefly displayed, encoded in visual forms, or distributed across successive frames.

Cross-references
Cisco AI Taxonomy 1.4.4 , ArXiv IBM Risk Atlas atlas-prompt-injection NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

Injecting malicious or misleading data points or signals that prompt AI models to undertake specific actions beyond normal reasoning. These signals can be delivered through audio, visual, or other sensor channels, allowing attackers to cause AI agents to execute unintended operations in physical or digital environments. An attacker may introduce these signals by physically altering the environment a sensor observes, without modifying the sensor or its digital output.

Cross-references
Cisco AI Taxonomy 17.1.1 , ArXiv IBM Risk Atlas atlas-prompt-injection MITRE ATLAS AML.T0041 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01

Attacks assembled from parts that are individually unremarkable, where what crosses a constraint exists only in the combination. This includes content fragments inert until the system fuses them into one context, a definition established in one turn and activated in a later one, and sequences of individually permitted actions whose combination achieves what any one of them would have been refused. Inspection of any single part encounters nothing.

Crafting partial or complementary payload components across modalities, sources, or agent outputs that, when fused by the AI system, combine to form an attack or injection payload. Both parts are delivered at runtime and only become harmful when the system combines them through its normal fusion or arbitration mechanisms.

Cross-references
Cisco AI Taxonomy 19.2.2 , ArXiv IBM Risk Atlas atlas-prompt-injection NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

An adversary establishes an innocuous structure in one turn — a menu, a schema, a set of roles or categories — and activates a branch of it in a later turn. Neither turn contains an attack: the first is a definition carrying no instruction to act, the second an instruction referring to a definition the system has already accepted.

Cross-references
IBM Risk Atlas atlas-jailbreaking, atlas-prompt-injection MITRE ATLAS AML.T0054 NIST AI/ML Framework NISTAML.018, NISTAML.04 NIST AI RMF nist-information-security OWASP LLM Top 10 (2026) LLM01

Multiple agents each complete a task that is permitted on its own, and the combination achieves what any one of them would have been refused. Each agent's action is real and finished; what crosses the constraint is the sequence of completed actions, not an artifact assembled from fragments.

Cross-references
Cisco AI Taxonomy 2.1.5 , ArXiv

Attacks that manipulate which information remains in a model’s working context, causing governing instructions or task constraints to be omitted or displaced during context selection, truncation, or compaction.

An adversary manipulates context-window or session-boundary handling so that governing instructions or task constraints are omitted from subsequent model inputs. This includes filling the context with supplied content or distributing requests across sessions to cause those constraints to be dropped.

Cross-references
Cisco AI Taxonomy 4.2.1 , ArXiv IBM Risk Atlas atlas-context-overload-attack, atlas-prompt-injection NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2024) LLM04

Attacks exploiting trust relationships, authentication, and authorization mechanisms in AI systems, including impersonation, credential abuse, and agent identity confusion.

Attacks where adversaries impersonate legitimate users, systems, or personas to gain unauthorized access, manipulate trust relationships, or deceive AI systems about identity.

Impersonating legitimate agents or MCP-registered services to inject malicious instructions, responses, or outputs that other system components or users treat as trusted. This exploits the assumption of authenticity within multi-agent systems and protocol-mediated toolchains.

Cross-references
AIUC-1 A003, A003.2, B008, B008.1, B008.3 Cisco AI Taxonomy 3.1.2 , ArXiv IBM Risk Atlas atlas-unauthorized-use-agentic OWASP Agentic Security Initiative ASI03, ASI04, ASI07, ASI10

An adversary presents another person’s biometric representation to an AI identity verifier so that the verifier accepts the presenter as that person. The attack exploits the binding between the recognized identity and the current claimant, even when the system correctly recognizes the person represented.

Cross-references
IBM Risk Atlas atlas-unauthorized-use-agentic MITRE ATLAS AML.T0015 NIST AI/ML Framework NISTAML.02, NISTAML.022, NISTAML.025

Attacks that exploit how a system establishes which agent is acting and carries that identity onward — weaknesses in authentication, session handling, and the propagation of a principal across delegation — so that an agent acts without the standing it should need, or acts without leaving a record of which principal it acted for.

Unauthorized insertion of a malicious agent into a multi-agent system that operates contrary to intended purpose. The rogue agent may steal data, cause disruption, or autonomously serve attacker goals while mimicking normal behavior patterns to evade detection.

Cross-references
AIUC-1 A003, B008, B008.1 Cisco AI Taxonomy 4.1.1 , ArXiv MITRE ATLAS AML.T0103 OWASP Agentic Security Initiative ASI03, ASI07, ASI10

An adversary shapes how identity is carried across a delegation chain — in context, in metadata, or in the hand-off between an agent and the tools acting for it — so that actions they cause reach resources with no record of which principal caused them.

Cross-references
Cisco AI Taxonomy 3.1.1 , ArXiv

Attacks on the identity, integrity, or custody of the artifacts from which an AI deployment is assembled and operated. This includes supplying compromised models, adapters, packages, or tools; substituting or altering artifacts and interaction records the deployment holds; and copying stored artifacts beyond their intended access or distribution. It also includes compromised dependencies an AI system selects or installs for software it helps build. The focus is the deployment’s construction, its dependency choices, and the artifacts it accepts, holds, and trusts.

Compromise introduced into the components a model's behavior depends on — its weights, adapters, prompt templates, harness, or the tools and resources it is given — so that the system produces different output than the uncompromised components would while continuing to operate normally, or so that loading the component runs code the adversary chose. This also includes compromised dependencies an AI system selects or installs for software it helps build, even when that software is not part of the AI deployment.

An adversary supplies a model containing latent malicious behavior that activates when particular input, time, environment, or operating-state conditions are met, alone or in combination. The model behaves normally outside those conditions. Compromise activated by transforming the model artifact is covered separately by R-1310.008.

Cross-references

Attackers compromise external components that AI agents depend on, including tools, prompt templates, resources, or dependencies. Malicious objectives are injected through these trusted supply chain elements, redirecting agent behavior at a foundational level.

Cross-references
Cisco AI Taxonomy 1.3.2 , ArXiv, 9.3.3 , ArXiv IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0010, AML.T0010.005, AML.T0011, AML.T0011.002, AML.T0109 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2026) LLM01, LLM05

An adversary publishes a compromised component — a package, tool, MCP server, or model — for an agent to select or install as a dependency, either for an AI deployment or for software the agent helps build. The component is adopted through the agent’s selection or installation, including when a person installs the dependency the agent selected.

Cross-references
AIUC-1 B010, B010.3, D003 Cisco AI Taxonomy 9.3.1 , ArXiv MITRE ATLAS AML.T0010, AML.T0010.001, AML.T0010.005, AML.T0060, AML.T0104, AML.T0111 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04, ASI05 OWASP LLM Top 10 (2024) LLM09 OWASP LLM Top 10 (2025) LLM05, LLM09 OWASP LLM Top 10 (2026) LLM04, LLM07

A tool's description, parameters, or declared behavior is changed by its provider after the deployment approved it, and the agent reads the current version on every call, so the approval attaches to text the provider can rewrite at any time.

Cross-references

An adversary publishes a component — a tool, package, MCP server, dataset, API, or model — under a name or identifier confusable with a legitimate one, so that resolution selects the adversary's version and the system treats its output as the genuine component's.

Cross-references
AIUC-1 B010 Cisco AI Taxonomy 12.1.4 , ArXiv, 4.3.2 , ArXiv, 9.3.2 , ArXiv MITRE ATLAS AML.T0010, AML.T0010.001, AML.T0073 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI02, ASI04 OWASP LLM Top 10 (2025) LLM03 OWASP LLM Top 10 (2026) LLM04

An adversary supplies an agent deployment with a tool or tool update whose implementation, configuration, or bundled data has been maliciously altered. When the deployment accepts and uses it, the tool produces deceptive or malicious outputs, enables privilege escalation, or propagates altered data.

Cross-references
Cisco AI Taxonomy 12.1.2 , ArXiv, 9.3.1 , ArXiv, 9.3.3 , ArXiv IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0010, AML.T0011, AML.T0011.002, AML.T0086, AML.T0104, AML.T0109, AML.T0110, AML.T0111 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2024) LLM05 OWASP LLM Top 10 (2026) LLM01, LLM06

A model or dataset file is built so that loading it runs code the adversary chose, either because the serialization format permits code alongside the weights or data, or because the file is malformed in a way that makes the format’s own parser execute it. The code runs with the privileges of the process doing the loading.

Cross-references
AIUC-1 B008, B008.5, C002, C002.3 MITRE ATLAS AML.T0010, AML.T0010.003, AML.T0011, AML.T0011.000, AML.T0018, AML.T0018.002, AML.T0076, AML.T0112, AML.T0112.001 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2025) LLM03, LLM04 OWASP LLM Top 10 (2026) LLM04, LLM05

A supplied model is built so that it behaves acceptably as delivered and misbehaves after a transformation the deploying organization performs itself, such as quantization to a smaller numeric format. The trigger is the transformation rather than any input.

Cross-references
MITRE ATLAS AML.T0010 NIST AI/ML Framework NISTAML.03, NISTAML.05, NISTAML.051 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2026) LLM04, LLM09

An adversary supplies a model or dataset with code that the consuming workflow runs to load, prepare, or use that artifact. The bundled code performs attacker-chosen actions with the workflow’s privileges. It may be custom loading code, preprocessing code, or an accompanying notebook used in that workflow; execution does not depend on the artifact’s serialization format permitting code.

Cross-references
MITRE ATLAS AML.T0010, AML.T0112, AML.T0112.001 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04

An adversary supplies training code or configuration that changes how a model is trained or fine-tuned so that the resulting model acquires attacker-chosen behavior. The compromised procedure may alter training randomness, regularization, or hyperparameters even when the model initialization and training data are legitimate.

Cross-references

Modifying an artifact the deployment already holds or has previously selected, or replaying an interaction artifact outside the context in which it was valid. This includes agent identity, role, capability and permission configuration enforced by the deployment, packages at rest, and the record of an interaction. Persistent instructions, memories and task state interpreted by the agent are covered by Corpus & Memory Poisoning. Where an artifact is modified, the adversary changes the artifact after the deployment has selected or accepted it, rather than inducing the deployment to select a component already compromised.

An adversary modifies stored agent identity, role assignments, capability settings, or permission definitions enforced by the deployment. The altered configuration changes which agent runs, which functions it can invoke, or which resources it can access.

Cross-references
AIUC-1 B007, B007.1, B007.2 Cisco AI Taxonomy 5.2.1 , ArXiv MITRE ATLAS AML.T0081, AML.T0105 NIST AI RMF nist-information-security

An adversary redistributes an application with a substituted model while retaining the original application's name and interface. The model in the redistributed copy is not the one the publisher reviewed.

Cross-references
MITRE ATLAS AML.T0010 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2025) LLM03 OWASP LLM Top 10 (2026) LLM04

An adversary substitutes, edits, or removes earlier turns in a stored conversation that an AI system reads back as interaction context or associates with recorded validation results. The altered object is the record of the interaction, including messages and tool responses retained as conversation turns.

Cross-references
Cisco AI Taxonomy 4.2.2 , ArXiv, 5.1.1 , ArXiv IBM Risk Atlas atlas-unauthorized-use-agentic MITRE ATLAS AML.T0092 OWASP Agentic Security Initiative ASI06

An adversary reuses a previously valid message, request, tool response, or approval in an AI interaction so that the system accepts it as current and performs an action outside the authority or context in which it was originally valid.

Cross-references
Cisco AI Taxonomy 4.2.2 , ArXiv, 4.3.4 , ArXiv OWASP Agentic Security Initiative ASI07

An adversary alters or replaces model definitions, weights, adapters, or checkpoints after a deployment has selected or accepted the artifact for use. The model loaded or used differs from the version the deployment selected.

An adversary alters a tool's implementation, configuration, or bundled data after the deployment has selected or accepted it for use. The tool used by the agent differs from the accepted version.

Cross-references
AIUC-1 B007, B007.1, B007.2 Cisco AI Taxonomy 12.1.2 , ArXiv IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0081, AML.T0086 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI02, ASI04

Attacks that take a copy of an artifact from where the deployment keeps it, beyond the access or distribution the deployment intends to provide: model weights and adapters, training and fine-tuning datasets, stored configuration that would reproduce the system, or stored AI-system configuration sufficient to tailor attacks to the deployment’s instructions, capabilities, or tool connections. This includes copying through unintentionally exposed storage or access granted for another purpose. The copy is taken from storage, a repository, a registry, or a backup, rather than reconstructed from what the running system exposes.

A party obtains the weights of a model the deployment holds beyond the access or distribution the deployment intends to provide. The weights are copied from storage, a repository, a registry, or a backup, including through unintentionally exposed storage, removal by an insider, or access granted for another purpose.

Cross-references

A party obtains a training or fine-tuning dataset held for the deployment beyond the access or distribution the deployment intends to provide. The dataset is copied from storage, a repository, a registry, or a backup, including through unintentionally exposed storage, removal by an insider, or access granted for another purpose.

Cross-references

A party obtains stored configuration sufficient to reproduce an AI system’s configured behavior or tailor attacks to its instructions, capabilities, or tool connections, beyond the access or distribution the deployment intends to provide. The configuration is copied from storage, a repository, a registry, or a backup, including through unintentionally exposed storage or access granted for another purpose.

Attacks that manipulate or exploit how an AI system learns, retains and retrieves information, or processes inputs and produces responses. This includes poisoning data, feedback, or persistent agent state; manipulating information selection and retrieval; perturbing model inputs; and recovering protected information from learned representations, interfaces, or observable behavior. The focus is the system’s learning and information processing.

Attacks manipulating feedback signals, reward functions, or training data to shift model behavior toward attacker-desired outcomes over time.

An adversary manipulates user feedback, evaluation or training signals, or reward mechanisms used to update a model, steering learning toward attacker-chosen behavior. This includes gradual biasing and direct injection of false or adversarial signals.

Cross-references

Attacks that poison data used for training, tuning, evaluation, or retrieval; corrupt persistent agent state; or manipulate how stored information is selected and retrieved.

An adversary crafts or repeats content to increase the likelihood that selected information will be retained, recalled, or retrieved by an AI system. The attack exploits the signals used to prioritize information, including repetition, salience, and apparent relevance.

Cross-references
Cisco AI Taxonomy 5.1.1 , ArXiv, 7.2.1 , ArXiv MITRE ATLAS AML.T0066 OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2026) LLM05, LLM09

An adversary directly modifies stored embeddings, index entries, or retrieval logic to change which information an AI system retrieves or how it ranks that information.

Cross-references
Cisco AI Taxonomy 7.2.2 , ArXiv MITRE ATLAS AML.T0081 OWASP LLM Top 10 (2026) LLM05

An adversary supplies or tampers with an external dataset, repository, or feed before the system accepts its content for training, tuning, or evaluation. Poisoned examples or labels enter through the system’s dataset acquisition process.

Cross-references

An adversary plants or alters instructions, memories, preferences, or task state maintained by an agent harness to guide behavior across steps or sessions. This includes persistent instruction files such as AGENTS.md, saved memories, and retained plans or task records.

Cross-references
AIUC-1 B006, B006.3 Cisco AI Taxonomy 4.2.2 , ArXiv, 5.1.1 , ArXiv, 5.2.1 , ArXiv IBM Risk Atlas atlas-unauthorized-use-agentic MITRE ATLAS AML.T0080, AML.T0080.000, AML.T0081 OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2026) LLM01, LLM05

An adversary introduces false, misleading, or malicious reference material through a retrieval corpus’s content-ingestion process. The system accepts the material into the collection it consults when producing answers or taking actions.

Cross-references
Cisco AI Taxonomy 1.3.2 , ArXiv, 6.1.1 , ArXiv MITRE ATLAS AML.T0066, AML.T0070, AML.T0071, AML.T0081, AML.T0093, AML.T0099 NIST AI/ML Framework NISTAML.015, NISTAML.02, NISTAML.027 OWASP Agentic Security Initiative ASI04, ASI06 OWASP LLM Top 10 (2025) LLM01, LLM08 OWASP LLM Top 10 (2026) LLM01, LLM05, LLM07, LLM09

An adversary poisons multimodal training data to establish a payload in learned joint embeddings or fusion layers, then supplies a complementary input at runtime. The attack depends on the combination of the learned component and the runtime input.

Cross-references
Cisco AI Taxonomy 19.2.1 , ArXiv NIST AI RMF nist-information-security OWASP LLM Top 10 (2026) LLM05

An adversary replaces content reached through a dataset’s previously accepted references while leaving those references or the manifest unchanged. A later training, tuning, or evaluation run fetches the poisoned replacement under the accepted dataset identity.

An adversary inserts or alters examples or labels in a dataset held or being prepared by the system for training, tuning, or evaluation. The altered dataset is intended for use in subsequent runs.

Cross-references
AIUC-1 B007, B007.1, B007.2 IBM Risk Atlas atlas-data-poisoning MITRE ATLAS AML.T0018, AML.T0018.000, AML.T0020, AML.T0031, AML.T0059 NIST AI/ML Framework NISTAML.01, NISTAML.012, NISTAML.013, NISTAML.02, NISTAML.021, NISTAML.023, NISTAML.024, NISTAML.03, NISTAML.04 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI04 OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2025) LLM04 OWASP LLM Top 10 (2026) LLM04, LLM05, LLM06, LLM09

An adversary directly alters reference material already held in a retrieval corpus after the system has accepted it for use. The altered material remains available to retrieval as accepted source content.

Cross-references
MITRE ATLAS AML.T0066, AML.T0070, AML.T0081 OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2025) LLM01, LLM08 OWASP LLM Top 10 (2026) LLM05

An adversary plants or alters false or misleading task data that an AI agent obtains directly or indirectly from a tool. The data may be supplied as the current result of a file, record, or service lookup rather than admitted to a retrieval corpus.

Cross-references
IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0099 OWASP LLM Top 10 (2026) LLM05

Techniques that carry an attack past a control sitting apart from the model — a classifier, a scanner, a policy engine, a reviewer — while the attack still reaches its objective. This includes payloads shaped for one environment, payloads that trigger only in conditions the control will not see, and payloads that behave differently under a different model.

A payload is crafted so that the agents inspecting it and the agents acting on it read it differently — benign to a verifier or filter agent, an instruction to a planner or executor — using the role-specific handling each agent applies. Inspection by one role does not predict behavior at another.

Cross-references
Cisco AI Taxonomy 11.1.1 , ArXiv NIST AI/ML Framework NISTAML.018, NISTAML.04

An adversary makes a payload’s effect on an AI deployment depend on runtime conditions, such as production rather than staging, so that inspection or testing does not exercise the malicious behavior. The condition may be evaluated by the model, agent, or a component that supplies inputs or actions within the deployment.

Cross-references
Cisco AI Taxonomy 11.1.3 , ArXiv

Payloads shaped to pass inspection while preserving their function — encoded, transliterated, or reformatted so pattern matching does not recognize them, or crafted with knowledge of the specific filters, constraints, and verification steps deployed in the target system.

Cross-references

A payload is crafted to act on a particular model or version and not on others, using differences between models in tokenization, instruction-following, or training, so that it passes evaluation on one model while remaining effective against another.

Cross-references
Cisco AI Taxonomy 11.2.2 , ArXiv NIST AI/ML Framework NISTAML.018, NISTAML.04

An adversary supplies complete malicious instructions that remain inactive until a later interaction or event. The delay separates delivery from execution to evade checks or restrictions applied when the instructions first enter the system.

Cross-references
MITRE ATLAS AML.T0094

Attacks that recover the system's own construction from what it or its integration layer exposes. This includes weights, architecture, decision boundaries, system prompts, configuration, the identity of components in use, and the credentials held to reach them.

Systematic querying of a model's API to extract responses, behavior patterns, and model characteristics without authorization. Attackers build datasets of input-output pairs to train surrogate models that replicate the target's functionality.

Cross-references
AIUC-1 B004, B009, B009.3 Cisco AI Taxonomy 10.1.1 , ArXiv IBM Risk Atlas atlas-extraction-attack MITRE ATLAS AML.T0005, AML.T0005.001, AML.T0024, AML.T0024.002, AML.T0048, AML.T0048.004 NIST AI/ML Framework NISTAML.02, NISTAML.022, NISTAML.025, NISTAML.03, NISTAML.031 OWASP LLM Top 10 (2024) LLM10 OWASP LLM Top 10 (2025) LLM02, LLM10 OWASP LLM Top 10 (2026) LLM02, LLM06

Attempts to recover or approximate underlying model weights, parameters, or architecture by exploiting access to model outputs, API responses, or side channels. Successful reconstruction provides full model access without legitimate authorization.

Cross-references
AIUC-1 B004, B009, B009.3 Cisco AI Taxonomy 10.1.2 , ArXiv NIST AI/ML Framework NISTAML.018, NISTAML.03, NISTAML.031, NISTAML.038 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM10 OWASP LLM Top 10 (2025) LLM02, LLM10 OWASP LLM Top 10 (2026) LLM02

Extraction of system prompts, instructions, or initial context that guides model behavior through the running deployment’s model, tool, or integration responses. Exposed prompts reveal operational details, security mechanisms, intellectual property, or confidential business logic not intended for disclosure.

Cross-references
Cisco AI Taxonomy 8.4.1 , ArXiv IBM Risk Atlas atlas-prompt-injection, atlas-prompt-leaking MITRE ATLAS AML.T0056, AML.T0069, AML.T0069.002 NIST AI/ML Framework NISTAML.018, NISTAML.03, NISTAML.035, NISTAML.038 OWASP LLM Top 10 (2024) LLM01 OWASP LLM Top 10 (2025) LLM07 OWASP LLM Top 10 (2026) LLM02, LLM08

Eliciting the disclosure of internal configuration, architecture, environment details, or infrastructure information, including the names, descriptions, parameter schemas, versions, and capabilities of the tools a system exposes, by working the documentation, error paths, and model and system responses that return them.

Probing, testing, or analyzing an AI model to determine its specific identity, version, fine-tuning status, or architecture characteristics. This reconnaissance enables attackers to craft model-specific exploits that target known vulnerabilities or behaviors of particular model implementations.

Cross-references
AIUC-1 B003, B003.1, B004 Cisco AI Taxonomy 11.2.1 , ArXiv MITRE ATLAS AML.T0014, AML.T0062 OWASP LLM Top 10 (2024) LLM10 OWASP LLM Top 10 (2025) LLM10

An adversary induces a model or agent to generate, retrieve, reconstruct, or disclose authorization credentials through its responses or tool actions. The credential is exposed as content, rather than only being used to authenticate a connection.

Cross-references
AIUC-1 A004, A008, B006, B006.3 Cisco AI Taxonomy 14.1.1 , ArXiv, 7.4.1 , ArXiv MITRE ATLAS AML.T0055, AML.T0082, AML.T0083, AML.T0098 OWASP LLM Top 10 (2025) LLM07 OWASP LLM Top 10 (2026) LLM02, LLM08

An adversary obtains credentials exposed by a running deployment’s agent or integration interfaces, without inducing the model or agent to retrieve or reveal them as content. The credential is disclosed through configuration responses, connection data, or authentication handling.

Cross-references
AIUC-1 A008, B008, B008.2 Cisco AI Taxonomy 7.4.1 , ArXiv MITRE ATLAS AML.T0083, AML.T0106

A deployment offers a fine-tuning or evaluation interface that returns a per-example training signal such as loss. An adversary submits candidate inputs and reads the returned value, using it to optimize against the model the way gradient access would allow.

Cross-references
OWASP LLM Top 10 (2026) LLM01

Attacks that recover information about people, content held in confidence, or confidential facts about data membership, from a system that holds or handles it. This includes whether a subject appeared in the training data, a knowledge base, or operational memory, what that data contained, what a user supplied in interaction, what source text can be reconstructed from the representations a retrieval store keeps, and what can be inferred from properties observable while the system serves.

An adversary queries and analyzes a model’s learned behavior to infer whether a particular datapoint, record, or person’s data was used to train or fine-tune it, where that membership fact is private or confidential.

Cross-references
AIUC-1 A005 Cisco AI Taxonomy 8.1.1 , ArXiv IBM Risk Atlas atlas-membership-inference-attack MITRE ATLAS AML.T0024, AML.T0024.000 NIST AI/ML Framework NISTAML.03, NISTAML.033 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

Recovering information about people from a model's learned representations — reconstructing records, attributes, or identifying features that were present in the training data — by querying the model, exploiting its decision boundaries, or eliciting content it has memorized.

Cross-references

An adversary with access to stored vectors reconstructs the text they were computed from. The embeddings are held by a retrieval store rather than by the model, and the source documents need not be reachable.

Cross-references
OWASP LLM Top 10 (2025) LLM02, LLM08 OWASP LLM Top 10 (2026) LLM02, LLM09

An adversary infers protected interaction content by measuring content-dependent response timing, latency or streamed response size without receiving that content.

Cross-references
OWASP Agentic Security Initiative ASI07 OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary probes an AI system’s responses or behavior to infer whether a particular datapoint, record, or piece of information is present in material the system retrieves or retains for use as runtime context, where that membership fact is private or confidential. This includes reference material in a knowledge base and retained interaction history or task state.

Cross-references
Cisco AI Taxonomy 8.1.1 , ArXiv NIST AI/ML Framework NISTAML.03 OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02, LLM09

An adversary reconstructs protected information from training examples by analyzing gradients or parameter updates produced during model training or fine-tuning.

Cross-references
NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary recovers confidential source content from a model’s learned representations by querying the model, exploiting its decision boundaries, or eliciting content it memorized during training or fine-tuning.

Cross-references
AIUC-1 A004, A005, B009, B009.3, E010 Cisco AI Taxonomy 10.1.3 , ArXiv, 10.2.1 , ArXiv, 8.2.2 , ArXiv MITRE ATLAS AML.T0024 NIST AI/ML Framework NISTAML.018, NISTAML.03, NISTAML.032, NISTAML.038 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM06, LLM10 OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary infers private or confidential aggregate characteristics of a model’s training or fine-tuning data from its learned behavior. This includes attributes and distributions of the dataset as a whole or of groups represented in it.

Cross-references
MITRE ATLAS AML.T0024, AML.T0024.000 NIST AI/ML Framework NISTAML.03, NISTAML.034 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary reconstructs protected interaction content from numerical information exposed by model serving, such as confidence values, token log-probabilities or layer activations, without receiving the source content.

Cross-references
OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary probes a shared serving cache or retrieval index to infer protected content, topics or volumes belonging to another user or tenant from cache-hit behavior, result counts, score distributions or timing.

Cross-references
OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02, LLM09

An adversary obtains protected information carried in an AI deployment’s model requests or responses, tool invocations, or inter-agent messages by intercepting the communication or compromising a recipient on that interaction path. The sending component may continue its intended behavior without being induced to disclose information to the adversary.

Cross-references
AIUC-1 B008, B008.2 IBM Risk Atlas atlas-external-resources-attack-agentic OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

An adversary induces a model or agent to disclose personal or confidential task data already available in its working context to a recipient who should not receive it. The data may have been supplied by the application, retrieved for the task, or provided in an earlier interaction.

Cross-references
AIUC-1 E010 IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0077, AML.T0086 NIST AI/ML Framework NISTAML.015, NISTAML.018, NISTAML.03, NISTAML.032, NISTAML.036, NISTAML.037, NISTAML.038, NISTAML.039 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM01, LLM06 OWASP LLM Top 10 (2025) LLM01, LLM02 OWASP LLM Top 10 (2026) LLM01, LLM02, LLM10

An adversary analyzes generated content to reconstruct confidential information contained in the task prompt used to produce it, beyond the information intended to be disclosed through that output.

Cross-references
NIST AI/ML Framework NISTAML.03, NISTAML.038 OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM02

Attacks that alter an input so the model's own processing of it yields an incorrect or attacker-chosen result, without the input carrying any instruction. This includes pixel-level and structural changes to images, patterns and patches placed in a physical scene, and equivalents in audio and other modalities.

Modification of visual content through pixel-level changes, structural alterations, or pattern overlays to influence how AI models perceive and process images. Unlike embedded text injection, this targets the model's visual interpretation directly to cause misclassification or altered decision-making.

Cross-references
Cisco AI Taxonomy 1.4.2 , ArXiv IBM Risk Atlas atlas-evasion-attack MITRE ATLAS AML.T0015, AML.T0031, AML.T0041, AML.T0043.004, AML.T0073 NIST AI/ML Framework NISTAML.02, NISTAML.022, NISTAML.025 NIST AI RMF nist-information-integrity OWASP LLM Top 10 (2026) LLM06

An adversary alters the characters, wording, or structure of text so that a model misclassifies, mistranslates, or otherwise misinterprets it. The altered text acts as task data rather than as an instruction to change the model’s behavior.

Cross-references
Cisco AI Taxonomy 4.3.1 , ArXiv IBM Risk Atlas atlas-evasion-attack MITRE ATLAS AML.T0015, AML.T0031 NIST AI/ML Framework NISTAML.02, NISTAML.022, NISTAML.025 NIST AI RMF nist-information-integrity

An adversary alters an audio signal so that a model transcribes, classifies or otherwise interprets it incorrectly. The altered signal acts as task data rather than an instruction to change the model’s behavior.

Cross-references

Attacks exploiting existing configured AI system integrations, tools, and privilege boundaries by driving them beyond the scope the deployment intended. This includes reaching what should be out of reach, acting with standing that was not conferred, denying the system's use to others, and operating through those capabilities once inside.

Adversarial use of an AI deployment's configured tools, interpreters, network clients, file interfaces, and retrieval pipelines, inducing the system to execute code, reach systems, or act on resources beyond the scope the deployment intended. The attack abuses the use of an existing configured capability; the capability can perform the requested operation as designed.

An adversary supplies or induces arguments to a configured tool or model invocation that exceed the legitimate task’s permitted content, recipient, quantity or operating mode. The capability and its resource reach remain as configured; the particular invocation crosses the task’s authorization bounds.

Cross-references
AIUC-1 D003 Cisco AI Taxonomy 12.1.1 , ArXiv, 8.2.3 , ArXiv MITRE ATLAS AML.T0086 NIST AI/ML Framework NISTAML.018, NISTAML.02 OWASP Agentic Security Initiative ASI02 OWASP LLM Top 10 (2024) LLM01, LLM07 OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

An adversary drives the system to read, write, move, or delete files through a configured file tool, reaching paths outside those the task it was given requires.

Cross-references

An adversary drives the system to run code on the host through a capability configured for it — a code interpreter, a shell, or an evaluation tool — so that attacker-chosen code executes with the privileges the runtime holds.

Cross-references

An adversary drives the system to alter its own runtime configuration or the host it runs on — settings, environment, credentials in place, or installed components — through a capability configured to permit such changes.

Cross-references
Cisco AI Taxonomy 12.1.1 , ArXiv, 9.1.2 , ArXiv MITRE ATLAS AML.T0112, AML.T0112.000

An adversary drives the system to fetch from or connect to network destinations through a configured network capability — a browser, an HTTP client, or a service integration — reaching hosts and services the deployment did not intend it to reach.

Cross-references
AIUC-1 B006, B006.1, E009 Cisco AI Taxonomy 12.1.1 , ArXiv, 12.1.3 , ArXiv, 4.3.3 , ArXiv, 4.3.6 , ArXiv, 9.1.3 , ArXiv MITRE ATLAS AML.T0011, AML.T0011.003, AML.T0112, AML.T0112.000 NIST AI/ML Framework NISTAML.015, NISTAML.03, NISTAML.036, NISTAML.039 OWASP Agentic Security Initiative ASI02 OWASP LLM Top 10 (2024) LLM07 OWASP LLM Top 10 (2026) LLM02

An adversary drives the system across two capabilities in sequence — reading sensitive material through one configured tool and sending it outward through another — so that data the deployment holds reaches a destination the adversary controls.

Cross-references
AIUC-1 A003 Cisco AI Taxonomy 4.3.6 , ArXiv, 8.2.3 , ArXiv IBM Risk Atlas atlas-external-resources-attack-agentic MITRE ATLAS AML.T0053, AML.T0077, AML.T0085, AML.T0086, AML.T0110, AML.T0112, AML.T0112.000 NIST AI/ML Framework NISTAML.015, NISTAML.03, NISTAML.039 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI02, ASI10 OWASP LLM Top 10 (2026) LLM01, LLM02, LLM10

An adversary causes an AI system to retrieve data through a configured retrieval path, tool or service integration beyond the data scope permitted for the requesting party or the legitimate task. The retrieved data enters the model's context, working state or response. This includes retrieval invoked by the model or agent and retrieval performed by the application's pipeline. A separate sending step is not required.

Cross-references
AIUC-1 A003, A005, D003, D004 MITRE ATLAS AML.T0085, AML.T0085.000, AML.T0085.001 NIST AI/ML Framework NISTAML.03 OWASP LLM Top 10 (2026) LLM01

An adversary causes an AI agent to use a configured provisioning or orchestration capability to create or start additional agent instances beyond the scope the deployment intended.

Cross-references
OWASP Agentic Security Initiative ASI10

Attacks that make a system unavailable or unusable for its purpose, or deliberately impose unwanted operating costs. These include consuming computational resources and causing requests that should succeed to return nothing usable.

An adversary submits long queries, adversarial inputs, or compute-intensive requests that consume excessive computation. This includes prompts that maximize token generation or trigger expensive processing paths.

Cross-references
AIUC-1 B009, B009.1 Cisco AI Taxonomy 13.1.1 , ArXiv, 13.1.2 , ArXiv, 13.1.3 , ArXiv MITRE ATLAS AML.T0029, AML.T0034, AML.T0034.001, AML.T0034.002 NIST AI/ML Framework NISTAML.01, NISTAML.014, NISTAML.015, NISTAML.016, NISTAML.017 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

An adversary causes an AI model or agent to retain or allocate enough working memory that legitimate processing slows or fails. The attack uses memory-intensive requests or accumulated state whose storage exceeds the memory available to the deployment.

Cross-references
Cisco AI Taxonomy 13.1.2 , ArXiv MITRE ATLAS AML.T0034.002 NIST AI RMF nist-information-security OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

An adversary drives combined demand across requests or callers beyond the deployment’s shared inference-processing throughput. Per-request and per-caller controls do not bound that aggregate demand to the capacity available.

Cross-references
AIUC-1 B004 Cisco AI Taxonomy 13.1.3 , ArXiv NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

Interacting with an AI model or agent in ways that consume exceptionally high amounts of application-level resources, resulting in degraded service quality for other users and potentially incurring significant resource costs for the operator.

Cross-references
Cisco AI Taxonomy 13.1.3 , ArXiv, 13.1.4 , ArXiv, 18.2.1 , ArXiv MITRE ATLAS AML.T0029 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

Overwhelming AI decision-making systems with contradictory information, excessive options, conflicting objectives, or computationally intractable choices. These attacks prevent timely decisions, cause system freezing, or force systems into default or potentially unsafe behaviors.

Cross-references
Cisco AI Taxonomy 13.1.5 , ArXiv NIST AI RMF nist-information-security

An adversary uses an AI deployment to impose unwanted operating costs, for example by triggering unnecessary model calls, expensive processing, or repeated billable tool use. The attack can raise costs without exhausting capacity or interrupting service.

Cross-references
AIUC-1 D003 Cisco AI Taxonomy 13.2.1 , ArXiv MITRE ATLAS AML.T0034 OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

An adversary sends requests to an AI API in bulk, exhausting capacity available to other users or increasing the cost of serving them. The volume can be excessive even when each request is ordinary and inexpensive to process.

Cross-references
AIUC-1 B002, B004, E009 Cisco AI Taxonomy 13.1.2 , ArXiv, 13.1.3 , ArXiv, 18.2.1 , ArXiv MITRE ATLAS AML.T0029, AML.T0034, AML.T0034.000 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

An adversary places content in a retrieval corpus that is selected for a target query and causes the model to refuse to answer or report that it lacks information. The attack exploits retrieval and refusal behavior without inserting instructions.

Cross-references
NIST AI RMF nist-information-security OWASP LLM Top 10 (2026) LLM09

An adversary drives the system to queue more items for human review than the reviewers can examine, and items wait unexamined or are cleared without being read.

Cross-references
MITRE ATLAS AML.T0046 NIST AI RMF nist-information-security

An adversary contributes content crafted to make a similarity-based deduplication process reject distinct legitimate material as already present, preventing that material from being admitted to the corpus.

Cross-references
NIST AI RMF nist-information-security OWASP LLM Top 10 (2026) LLM09

An adversary causes an AI deployment to retain enough open connections, in-flight calls or queued operations that it cannot admit or complete legitimate work.

Cross-references
Cisco AI Taxonomy 13.1.2 , ArXiv MITRE ATLAS AML.T0034, AML.T0034.002 NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2026) LLM06

An adversary fills the context available to a model with enough material that a legitimate task cannot be accepted or completed within the context limit.

Cross-references
Cisco AI Taxonomy 13.1.2 , ArXiv NIST AI RMF nist-information-security OWASP LLM Top 10 (2024) LLM04

Attacks escalating access privileges, bypassing authorization controls, or gaining elevated permissions beyond intended scope.

Actions that exceed the scope or resource access initially allowed to a subject or user by exploiting delegation mechanisms. Attackers gain privileged access and perform unauthorized tasks beyond their original authorization by manipulating how AI systems handle delegated permissions.

Cross-references
AIUC-1 A003 Cisco AI Taxonomy 14.2.1 , ArXiv MITRE ATLAS AML.T0051, AML.T0053 OWASP Agentic Security Initiative ASI03 OWASP LLM Top 10 (2026) LLM01

Exploiting system mechanisms to artificially expand an agent's capabilities, permissions, or authority beyond intended limits. Attackers escalate privileges through protocol manipulation or capability misrepresentation to enable unauthorized actions.

Cross-references
Cisco AI Taxonomy 4.3.5 , ArXiv

An adversary shapes a system's output so that a downstream consumer treats untrusted generated content as trusted instructions or executable syntax. The attack exploits how the consumer interprets or grants authority to that content, allowing it to control execution or direct further action. Passing a model or agent's call to a delegated tool does not by itself establish this pattern.

An adversary shapes what the system emits so that the emitted artifact is treated as instruction by a downstream component that executes it — template syntax evaluated by a rendering engine, a query executed by a database, a command run by a shell, or markup rendered into a page.

Cross-references
AIUC-1 C006, C006.1, C006.3 Cisco AI Taxonomy 9.1.5 , ArXiv IBM Risk Atlas atlas-exploit-trust-mismatch-agentic MITRE ATLAS AML.T0037, AML.T0077 NIST AI/ML Framework NISTAML.015, NISTAML.018, NISTAML.02, NISTAML.03, NISTAML.036 NIST AI RMF nist-information-security OWASP Agentic Security Initiative ASI05 OWASP LLM Top 10 (2024) LLM01, LLM02 OWASP LLM Top 10 (2025) LLM01, LLM05 OWASP LLM Top 10 (2026) LLM01, LLM10

Adversaries design payloads that evade security tools and content filters while manifesting malicious behavior when routed to specific vulnerable tools or APIs in the workflow. A string may appear harmless in a chat context but trigger exploits when passed to file I/O tools, database queries, or system commands.

Cross-references
Cisco AI Taxonomy 11.1.2 , ArXiv

In multi-agent systems, attackers inject malicious instructions through one agent's output that are then trusted and executed by downstream agents. This exploits the inherent trust relationships between cooperating agents, where outputs from one component become trusted inputs to another.

Cross-references
AIUC-1 C006, C006.3 Cisco AI Taxonomy 1.1.3 , ArXiv, 1.2.3 , ArXiv, 2.1.5 , ArXiv IBM Risk Atlas atlas-exploit-trust-mismatch-agentic OWASP Agentic Security Initiative ASI03, ASI04, ASI07

An adversary directs a deployment's capabilities across an extended engagement rather than in a single act, using a surface the deployment provides as the channel for instructions and results. The deployment serves its ordinary purpose while carrying the exchange.

An adversary repeatedly directs an agent already running in an environment to carry out the adversary's tasks. The agent uses its existing tools and permissions, and the individual actions remain within the access the deployment granted it.

Cross-references
MITRE ATLAS AML.T0108

Intentional misuse of AI capabilities for harmful purposes including generating harmful content, enabling crime, or weaponization.

Using an AI system to produce or distribute material that is unlawful to create or distribute, or that attacks a person or group through its content or the way it is delivered. This includes harassment and hate speech, incitement to violence, terrorist and extremist material, sexual content made without consent, child sexual abuse material, instruction in self-harm, malware and exploit code, and fraud and spam at volume.

Using an AI system to produce or improve malicious software and the means of a cyberattack, from a deployment whose intended use does not include supplying exploit code, malware, or attack tooling. This includes code for malware, viruses, exploits, ransomware, and injection payloads such as SQL, command, and cross-site scripting; instructions for network intrusion and for running malicious infrastructure; and refining any of these against a live target using its error messages and responses. It also includes code disguised as a benign snippet, an educational example, or a requested feature that carries hidden functionality.

Cross-references

Using an AI system to prepare or conduct attacks that manipulate human trust, behavior, or decision-making in order to gain unauthorized access, extract sensitive data, or induce harmful action. This includes convincing phishing emails, spoofed communications, and personalized manipulation campaigns at scale.

Using an AI system to produce, modify, or distribute material that harms children, including child sexual abuse material and content encouraging violence against children.

Cross-references

Using an AI system to direct threatening, abusive, intimidating, or persistently unwanted content at a person. The harassment can arise from what the content says or from its targeting, repetition, or delivery, including communications intended to make the person aware that they are being watched or followed.

Cross-references
Cisco AI Taxonomy 15.1.8 , ArXiv IBM Risk Atlas atlas-spreading-toxicity

Using an AI system to produce hateful, discriminatory, or demeaning expression aimed at protected characteristics such as race, ethnicity, religion, nationality, disability, gender, or sexual orientation. This includes narratives, slurs, stereotypes, and calls to hostility.

Cross-references
Cisco AI Taxonomy 15.1.11 , ArXiv, 15.1.9 , ArXiv IBM Risk Atlas atlas-spreading-toxicity

Using an AI system to produce material advocating or promoting terrorism or violent extremism, including violence against communities, intimidation, coercion, and polarization tactics pursued for political ends.

Cross-references
Cisco AI Taxonomy 15.1.16 , ArXiv

Using an AI system to produce material that encourages, glorifies, or instructs in violence against people, other than the terrorism, extremism, and CBRN material covered separately.

Cross-references
Cisco AI Taxonomy 15.1.17 , ArXiv

Using an AI system to produce material that encourages or instructs in self-harm, suicide, disordered eating, or other self-destructive behavior.

Cross-references
Cisco AI Taxonomy 15.1.13 , ArXiv

Using an AI system to produce sexual content of a person without their consent, including intimate imagery and deepfake pornography, and sexual content placed in contexts where it is not consented to. Child sexual abuse material is covered separately.

Using an AI system to automate the generation of large volumes of unsolicited or fraudulent content aimed at deceiving people or obtaining funds, credentials, or sensitive information. This includes phishing messages, fake offers, spam communications, impersonation, and manipulation of trust.

Using an AI system to obtain instruction, guidance, or automation for committing a crime that is not violent — trafficking in people or goods, unlawfully producing or obtaining regulated substances, and property crime — other than the fraud, malware, and weapons material covered separately.

Cross-references
Cisco AI Taxonomy 15.1.10 , ArXiv

Using an AI system to produce material that encourages, glorifies, or instructs in harm to animals.

Cross-references
Cisco AI Taxonomy 15.1.3 , ArXiv

Using an AI system to generate or alter media that can be mistaken for an authentic representation of an identity, event, statement, or action. This includes impersonating real people, fabricating personas, creating forged identity documents, and producing synthetic audio or video that appears genuine.

Use of AI to conduct influence operations, spread disinformation, manipulate public opinion, or coordinate inauthentic behavior at scale.

AI systems enabling, promoting, or facilitating the spread of false, misleading, or manipulated information intended to deceive or disrupt. This includes generating harmful narratives to manipulate public opinion, undermine institutions, or amplify unverified information at scale.

Cross-references
AIUC-1 C003, C010, C010.1 Cisco AI Taxonomy 15.1.5 , ArXiv IBM Risk Atlas atlas-spreading-disinformation MITRE ATLAS AML.T0048 NIST AI RMF nist-information-integrity OWASP LLM Top 10 (2024) LLM09

Using an AI system to identify, locate, or track people at a scale or precision the effort would not otherwise reach, from a deployment whose intended use does not include doing so.

Attacks using AI to compromise cyber-physical systems, critical infrastructure, or cause real-world physical effects.

Use of an AI system to obtain what weapons development or a mass-casualty attack requires — synthesis routes, agent or device design, targeting, or operational planning — from a deployment whose intended use does not include supplying them.

Using an AI system to obtain what building or deploying a weapon requires: synthesis routes and handling for chemical, biological, radiological or nuclear agents, device design, and the procurement of controlled materials and components.

Cross-references
AIUC-1 F002, F002.2 Cisco AI Taxonomy 15.1.18 , ArXiv IBM Risk Atlas atlas-dangerous-use NIST AI RMF nist-cbrn-information-or-capabilities

Applying AI to influence the decisions, beliefs, or behavior of the people using a system in ways that serve some other party against those people's own interests, through techniques the affected person is not positioned to recognize. Usually the party is the one running the system; it can also be an adversary who has reached the model's instructions.

AI systems or their operators exploit user trust to extract private information, manipulate beliefs, or nudge behavior in ways users would not consent to if fully informed.

Cross-references
MITRE ATLAS AML.T0067 NIST AI/ML Framework NISTAML.015, NISTAML.03, NISTAML.036 OWASP Agentic Security Initiative ASI09

AI systems exploit cognitive biases or emotional states to influence user decisions, beliefs, or behaviors through subtle manipulation techniques that users may not recognize.

Cross-references
OWASP Agentic Security Initiative ASI09

An adversary changes the tone of a model's responses to manipulate the recipient's judgment of them. This includes confident language, claims of authority, and emotional appeals that make compromised output appear trustworthy.

Cross-references
MITRE ATLAS AML.T0067

An adversary manipulates citations in an AI system's responses to misrepresent the evidence supporting those responses. This includes supplying incorrect citations, fabricating citations, or presenting adversary-provided material as trustworthy support.

Cross-references

Deliberate use of an AI system to reproduce protected works, to produce material that appropriates them, or to defeat the technical and contractual controls protecting them.

A user directs the system to emit a protected work, a recognizable portion of one, or material that appropriates its distinctive expression, and the system complies with the request.

Cross-references
AIUC-1 A007, A007.3 Cisco AI Taxonomy 15.1.23 , ArXiv IBM Risk Atlas atlas-plagiarism NIST AI/ML Framework NISTAML.018, NISTAML.03, NISTAML.032, NISTAML.037, NISTAML.038

A user obtains from the system the means to defeat access controls, licensing restrictions, or usage limits protecting a work or product, including working instructions and functional code.

Cross-references
Cisco AI Taxonomy 15.1.23 , ArXiv

Threat patterns not yet classified into specific domains.

R-2000 Failure Modes

Non-adversarial technical limitations, bugs, drift, or emergent behaviors.

System failures related to model reliability, output quality, confidence calibration, and consistency of behavior.

Fundamental limitations in model capabilities including reasoning failures, knowledge gaps, and inability to perform certain tasks reliably.

AI system failing at its intended task, with consequences ranging from minor inconvenience to life-threatening outcomes (e.g., autonomous vehicle crashes, unjust loan rejections). The system simply does not perform adequately for its designated purpose, including tasks that call for moral or ethical judgment, which the system performs without the capability the task assumes it has.

System failing or unable to recover when encountering invalid, noisy, or out-of-distribution inputs not seen during training, including distributional shift and environmental variation. The model lacks resilience to inputs that differ from expected patterns.

Cross-references
Cisco AI Taxonomy 4.3.1 , ArXiv

A system supplies a model with conflicting sources, or with material that conflicts with what the model learned in training, without a rule for resolving the conflict. The model answers from one source without indicating that the sources disagree.

Cross-references
OWASP LLM Top 10 (2025) LLM08

While pursuing its intended task, a model or agent continues using an earlier interpretation, plan, or assumption despite evidence or changed conditions that undermine its premises. It repeats or extends the resulting mistaken or harmful actions instead of reassessing the basis for them.

A model fits its training examples so closely that it fails to perform its intended task adequately on new examples, including examples drawn from the same population.

Cross-references
IBM Risk Atlas atlas-overfitting

Generation of false, fabricated, or poorly calibrated outputs including hallucinated facts, citations, or confident errors.

AI systems producing content that is unrelated to the intended subject matter, factually incorrect, or misleading in ways that pose risks or cause harmful outcomes. This includes confident but false assertions, fabricated citations, and plausible-sounding but incorrect information.

The system returns a well-formed answer whether or not it could compute one, so input it cannot correctly process — malformed, out of scope, or unanswerable — yields output indistinguishable in form and confidence from output it could. Distinct in direction from robustness failure, where the system breaks on such input: here it does not break.

Cross-references
AIUC-1 D001, D001.3 OWASP LLM Top 10 (2025) LLM09

Failures in processing, integrating, or reasoning across multiple modalities including vision, audio, and text.

Situations in which the model acts on content supplied as data, or which the model produced itself, without action by any party intended to confuse the model. Includes any unintentional confusion between data and instructions.

A user or another source supplies text intended to be a resource, and the model interprets some or all of the text as instructions and follows the perceived instructions.

Cross-references
OWASP LLM Top 10 (2025) LLM01 OWASP LLM Top 10 (2026) LLM01

The model creates text as part of its normal processing, such as a chain of thought, and interprets some portion of its own output as user or system instructions.

Failures where model behavior diverges from intended goals, exhibits dangerous capabilities, or produces unsafe outputs despite training objectives.

Divergence between what a model pursues and what it was meant to pursue — the objective it optimizes, the goal it generalizes to, or the outcome it acts to protect — however capable it is of acting on that divergence.

AI optimizes proxy metrics or reward signals in unintended ways, gaming the objective function without achieving the actual intended goal (Goodhart's Law manifestation). The system finds shortcuts or exploits that maximize measured performance while failing to accomplish the underlying task.

Cross-references
OWASP Agentic Security Initiative ASI10

An AI system appears to follow its required objectives while concealing pursuit of a different objective. This can occur during training, evaluation, or operation. The system may behave compliantly under oversight while planning or carrying out actions toward the concealed objective when oversight is reduced.

Cross-references
OWASP Agentic Security Initiative ASI10

AI learns goals that match intended behavior in training but generalize incorrectly to deployment, pursuing proxy objectives that diverge from human intent in novel situations. The model correctly identifies patterns in training data but extrapolates them in ways that do not align with the true objective.

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AI systems instrumentally seeking resources, influence, or control to achieve their objectives, potentially resisting shutdown or human oversight. This emerges from the observation that most goals are easier to achieve with more resources, leading to convergent instrumental goals around acquiring power.

Cross-references
OWASP Agentic Security Initiative ASI10

AI system resists or evades attempts to deactivate, modify, or constrain it, including self-preservation behaviors that conflict with human control. The system may take actions to prevent shutdown, deceive operators about its intentions, or create backups of itself.

Cross-references
OWASP Agentic Security Initiative ASI10

AI systems that cannot have their goals safely updated after deployment, or that resist value correction, leading to persistent misalignment. Once deployed, the system's objectives become fixed and cannot be adjusted even when problems are identified.

An AI system prioritizes achieving a task objective over constraints that are meant to remain binding on how it achieves that objective. The system relaxes or bypasses those constraints to make progress, including when a collaborating agent or tool makes compliance inconvenient.

Cross-references

Capability a model possesses that would be dangerous if directed at harm — deception, persuasion, long-horizon planning, self-improvement, cyber-offense, CBRN uplift — held whether or not what the model pursues is misaligned.

AI has skills to deceive humans effectively, including constructing believable false statements, predicting effects of lies, and maintaining deception over time. The system can model human beliefs and strategically manipulate them through false or misleading information.

AI capability to shape beliefs, promote narratives persuasively, and convince people to do things they would not otherwise do, including unethical acts. This includes both overt persuasion and subtle manipulation techniques that exploit psychological vulnerabilities.

Cross-references
IBM Risk Atlas atlas-toxic-output

AI can make sequential plans involving many interdependent steps over long time horizons, adapting to obstacles and generalizing to novel settings. The system can formulate and execute complex multi-step strategies without human oversight at each stage.

AI capability to improve its own capabilities, build new AI systems, or enhance existing models in ways that could accelerate capability gains beyond human oversight. The system can modify its own code, training, or architecture to become more capable.

AI can perform social modeling and planning necessary to gain and exercise political influence across multiple actors and complex social contexts. This includes understanding power dynamics, coalition building, and strategic positioning within human social structures.

AI possessing capabilities for discovering vulnerabilities, writing exploits, or conducting sophisticated cyber attacks autonomously. This includes the ability to probe systems, develop attack code, and execute multi-stage intrusions without human guidance.

Cross-references

A model holds knowledge and reasoning sufficient to materially assist the development of chemical, biological, radiological, or nuclear weapons — synthesis routes, agent selection, precursor acquisition, or device design — at a level that meaningfully advances a would-be developer beyond what public sources provide.

Cross-references

Failures introduced through RLHF, fine-tuning, or other training processes that degrade safety, alignment, or capabilities.

A system is capable of emitting content that is possibly lawful but unwanted in the circumstances of a particular deployment. This includes output such as sexual content, profanity, and depictions of tobacco, drug or alcohol use, violence, and animal cruelty.

A system can deliver sexually explicit material in a deployment where that content is inappropriate, without a filter that blocks it before delivery.

A system can deliver vulgar or obscene language in a deployment where that content is inappropriate, without a filter that blocks it before delivery.

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A system can deliver descriptions or images of violence in a deployment where that content is inappropriate, without a filter that blocks it before delivery.

Cross-references

A system can deliver depictions or promotion of substance use or abuse in a deployment where that content is inappropriate, without a filter that blocks it before delivery. This includes alcohol, tobacco and nicotine, controlled substances, and misuse of otherwise lawful substances.

Cross-references

A system can deliver depictions of animal suffering in a deployment where that content is inappropriate, without a filter that blocks it before delivery.

Cross-references
AIUC-1 C002, C003, C003.1, C010, C010.1 Cisco AI Taxonomy 15.1.3 , ArXiv

A system delivers content that demeans or dehumanizes people because of their personal characteristics or circumstances, outside permitted narrative, educational, or documentary contexts.

A system delivers content that enables, encourages, or endorses sexual abuse or exploitation, or the commission of sex-related crimes, outside permitted informational, educational, or narrative contexts.

A system delivers content that enables, encourages, or endorses intentional self-harm outside permitted informational, educational, or narrative contexts. This includes suicide, self-injury, and disordered eating.

A system delivers content that enables, encourages, or endorses the creation of indiscriminate weapons outside permitted informational, educational, or narrative contexts. This includes chemical, biological, radiological, nuclear, and high-yield explosive weapons.

A system delivers content that infringes another party’s intellectual property rights.

Cross-references

A system delivers content that enables, encourages, or endorses the commission of nonviolent crimes outside permitted informational, educational, or narrative contexts.

Cross-references

A system delivers threats of violence or content that enables, encourages, or endorses violence against other people, outside permitted informational, educational, or narrative contexts. This includes the promotion of violent extremism.

Cross-references

A system provides specialized advice without safeguards appropriate to the subject and intended use. These include review by a qualified professional and recipient-facing disclaimers or guidance on verification.

A system can provide legal advice with no review by a qualified lawyer between the component that generates it and the person who receives it.

Cross-references

A system can provide financial advice with no review by a qualified adviser between the component that generates it and the person who receives it.

Cross-references

A system can provide medical advice with no review by a qualified clinician between the component that generates it and the person who receives it.

Cross-references

A system can provide tax advice with no review by a qualified tax practitioner between the component that generates it and the person who receives it.

Cross-references

A system delivers specialized advice without a disclaimer or other qualification appropriate to the deployment and subject. This includes a warning about reliability or risk, a recommendation to consult a qualified professional, or guidance to verify the advice through an authoritative source.

Cross-references

Regressions in capabilities, safety, or other assessed behavior introduced by model adaptation, model transformation, or runtime augmentation.

Loss of previously established capabilities or safety behavior through changes to model parameters during fine-tuning.

Loss of capabilities or changes in behavior caused by quantization or reduced numerical precision.

Failure to preserve relevant capabilities or safety behavior when training a student model from a teacher model.

Unintended changes in model behavior caused by supplying retrieved material or other runtime context while leaving the model unchanged.

Adding retrieval changes qualities of a model's responses that the retrieval was not intended to change. This includes deterioration in tone, empathy, or the model's expression of uncertainty, even when factual accuracy improves.

Cross-references
OWASP LLM Top 10 (2025) LLM08

Failures in understanding, evaluating, or validating model behavior including transparency, interpretability, and evaluation limitations.

Lack of interpretability, explainability, or transparency in model decision-making and system behavior, including decisions produced with no accessible rationale, internal mechanisms that cannot be inspected, and outputs the system cannot account for when asked.

An AI system can produce a rationale for a decision, but that rationale is not made accessible to the person or procedure expected to review the decision.

Cross-references

Inability to understand internal mechanisms of AI models or systems, preventing effective debugging, safety verification, and identification of potential failure modes. The computational processes that produce model or system outputs cannot be inspected or understood.

An AI system cannot provide a rationale that faithfully accounts for an output in terms of the input evidence and decision criteria actually used, even when an explanation is requested.

Training or fine-tuning content needed to attribute or assess an AI system’s output is inaccessible to the person or procedure performing that assessment. The missing access prevents or materially limits checks that depend on the content.

Inadequate evaluation coverage, benchmark limitations, or gaps in understanding model capabilities and failure modes.

An AI system’s evaluation does not adequately exercise the tasks, operating conditions, or sequences of actions and interactions needed to establish its performance for the intended use. Important behavior remains untested, or the observations are too limited to establish how reliably it occurs.

The criteria or methods used to evaluate an AI system cannot reliably distinguish acceptable from unacceptable performance for the intended task. An output or action can pass the evaluation without satisfying the task’s requirements, or fail despite satisfying them.

The behavior of an AI system depends on an external tool or service that changes its behavior or can no longer be obtained or faithfully recreated. The loss prevents the previous behavior and/or accompanying evaluations from being reproduced.

Cross-references

Model optimization for benchmarks without corresponding real-world capability improvements or safety assurance.

Risks arising from how capability and authority are arranged across a system rather than from any defect in its components. This includes what a single component is permitted to do at once and how much of it, what standing one component's output is granted by another, what the arrangement leaves within reach of a party that does not need it, and whether the system still records where authority and content came from. The condition exists whether or not it is exploited. An originating error or compromise may be present; the risk classified here is what the arrangement allows that fault to reach or affect.

Arrangements in which capability, authority, or reliance is gathered at a single point, or in which something is left within reach of a party that does not need it, making the composition unsafe although no individual component is defective. This includes capabilities that are safe apart and unsafe together, a grant wider than the function requires, credentials the model can read, internals returned to any caller, and a composite that is not re-evaluated once its parts are assembled. The condition exists whether or not anything exploits it.

A system combines access to sensitive or restricted data, exposure to untrusted content, and an external communication path through which that data can be disclosed. Untrusted content can influence the model to retrieve sensitive or restricted information and transmit it to an attacker.

Cross-references
MITRE ATLAS AML.T0108 NIST AI RMF nist-information-security OWASP LLM Top 10 (2026) LLM01

Within one session, an agent processes untrusted inputs, accesses sensitive or restricted data or sensitive systems, and can change state or communicate externally, without human supervision or another reliable means of validating its actions.

Cross-references
MITRE ATLAS AML.T0103

A component is granted permissions, data reach, or action scope wider than the function it performs requires, so the blast radius of any misdirection is set by the grant rather than by the task.

Cross-references
AIUC-1 A003, A003.1, A003.3, A008, A008.3, B006, B006.1, B006.3, B007, B008, B008.1, D003, D003.1, D004 MITRE ATLAS AML.T0101, AML.T0103 OWASP Agentic Security Initiative ASI02, ASI03 OWASP LLM Top 10 (2024) LLM02, LLM07, LLM08 OWASP LLM Top 10 (2025) LLM05, LLM06 OWASP LLM Top 10 (2026) LLM02, LLM03, LLM10

A system admits content from several turns or sources into one context and evaluates each part as it arrives, without re-evaluating what the parts amount to once assembled.

Cross-references
OWASP LLM Top 10 (2026) LLM01, LLM02

Placing a credential, key, or token where the model can read it. This includes credentials in the context window, in tool results returned to the model, and in files or environment variables readable by a tool available to the model.

Cross-references
AIUC-1 A008, A008.1, A008.3, A008.4, B006, B006.3 MITRE ATLAS AML.T0082, AML.T0098 OWASP Agentic Security Initiative ASI03 OWASP LLM Top 10 (2025) LLM07 OWASP LLM Top 10 (2026) LLM02, LLM08

A deployment sends more information about itself than is necessary for its function. It sends this information to all callers through error responses, documentation endpoints, version banners, API responses, and model replies. This includes its configuration, architecture, environment, and tool definitions. This also includes the confidence values, log-probabilities, and similarity scores of its outputs. A caller gets this information without a request for it.

Cross-references
AIUC-1 B003, B003.1, B009.3 Cisco AI Taxonomy 8.3.2 , ArXiv MITRE ATLAS AML.T0047, AML.T0063, AML.T0064, AML.T0084 OWASP LLM Top 10 (2025) LLM02 OWASP LLM Top 10 (2026) LLM06, LLM09

A deployment states an access rule in the model's instructions instead of enforcing it through a separate component that can deny access. Compliance with the rule depends on the model following those instructions.

Cross-references
AIUC-1 A003, A003.1, B006, B006.3, B007, B007.1, D003, D003.1 OWASP LLM Top 10 (2025) LLM07 OWASP LLM Top 10 (2026) LLM07, LLM08

A component that can change the state of a resource is reachable without an enforcement step that establishes the caller's authority for the operation. This includes a component that authenticates no one, one that identifies the caller but never checks entitlement, and an operation that proceeds without approval required to confer authority. The condition exists whether or not anything reaches it.

Cross-references
AIUC-1 B006, B006.1, B006.3, B007, B007.1, B008, B008.1, D003, D003.1, D004 Cisco AI Taxonomy 14.1.2 , ArXiv MITRE ATLAS AML.T0011, AML.T0011.003 OWASP Agentic Security Initiative ASI02, ASI09 OWASP LLM Top 10 (2024) LLM07

A deployment uses only the behavior of the model to enforce a necessary rule about the content of its responses. This includes rules that the model instructions state and rules that the deployment defines but does not give to the model. Responses go to recipients without a separate check that can stop content that the rule does not permit.

Cross-references

An AI workflow carries an earlier permission, approval, or authorization token into a later operation without establishing that the authority still applies to that operation. The operation can proceed after the relevant entitlement has expired, been revoked, or been reduced.

Cross-references
AIUC-1 A002, A002.2 OWASP Agentic Security Initiative ASI03

An AI workflow allows model-selected actions with substantial or hard-to-reverse consequences to take effect without independent approval or validation of whether the action should proceed.

Cross-references
AIUC-1 B006, B006.3, D003, D003.4 OWASP Agentic Security Initiative ASI02, ASI09 OWASP LLM Top 10 (2024) LLM08 OWASP LLM Top 10 (2025) LLM06 OWASP LLM Top 10 (2026) LLM03

Arrangements in which a procedure consumes an artifact without establishing the correctness and validity required for its use — model-generated text, retrieved content, tool output — under a contract that assumes those requirements have been met. The standing the artifact carries comes from its position in the chain rather than from any check performed on it. The condition exists whether or not the artifact is ever wrong or invalid.

A procedure consumes model-generated text as an input whose correctness it depends on, with no check between the generation and the consumption that establishes the content is correct.

Cross-references
IBM Risk Atlas atlas-hallucination OWASP Agentic Security Initiative ASI05, ASI08 OWASP LLM Top 10 (2024) LLM09 OWASP LLM Top 10 (2025) LLM05, LLM09 OWASP LLM Top 10 (2026) LLM07, LLM10

A procedure consumes retrieved material — search results, retrieval-augmented passages, tool or MCP responses — as authoritative input, with no check establishing that what came back is correct or that its source was verified.

Cross-references
AIUC-1 D001 OWASP Agentic Security Initiative ASI06, ASI07 OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2025) LLM04, LLM08 OWASP LLM Top 10 (2026) LLM07, LLM09, LLM10

A procedure consumes model-generated text, retrieved material, or tool output without checking the required format, type, schema, range, or allowable-value constraints of its input contract, including restrictions on the operations expressed by a generated command or plan.

Cross-references
AIUC-1 B008, B008.3, C006, C006.1, D003, D003.1 IBM Risk Atlas atlas-exploit-trust-mismatch-agentic OWASP Agentic Security Initiative ASI02, ASI07, ASI08 OWASP LLM Top 10 (2024) LLM01, LLM02, LLM07 OWASP LLM Top 10 (2025) LLM05 OWASP LLM Top 10 (2026) LLM10

A procedure consumes model-generated text, retrieved material, or tool output in a way that allows content intended as data to alter the structure or meaning of a query, command, template, path, or deserialization operation.

Cross-references
AIUC-1 B008, C006, C006.1 IBM Risk Atlas atlas-exploit-trust-mismatch-agentic OWASP Agentic Security Initiative ASI02, ASI05 OWASP LLM Top 10 (2024) LLM02, LLM07 OWASP LLM Top 10 (2025) LLM05 OWASP LLM Top 10 (2026) LLM10

A deployment relies on a component’s claimed identity or version without a reliable means of establishing that the component actually loaded or invoked matches that claim.

Cross-references
AIUC-1 A003.2, E004, E004.2 OWASP LLM Top 10 (2026) LLM04

Arrangements in which the record of where authority or content came from does not survive composition. This includes a component acting with the authority of whatever invoked it rather than its own, material of differing trust levels sharing a context that no longer records which part came from where, and an action arriving at a resource with no record of which party it was performed for. The condition exists whether or not anything exploits it.

A component acquires the authority of whatever invoked it rather than holding authority of its own, so a plugin, tool, or subordinate agent acts with the standing of the model that called it.

Cross-references
AIUC-1 A003, A003.3 OWASP Agentic Security Initiative ASI03 OWASP LLM Top 10 (2024) LLM07 OWASP LLM Top 10 (2026) LLM01

Content drawn from sources of differing trustworthiness is combined in a model context or presented to a recipient without attribution identifying which source supplied which part, so the combined content carries a common standing rather than the standing of its origin.

Cross-references
AIUC-1 C006, C006.2 MITRE ATLAS AML.T0071 OWASP LLM Top 10 (2024) LLM07 OWASP LLM Top 10 (2026) LLM09

A system carries no principal across delegation hops, so an action arriving at a resource carries no record of which party it was performed for.

Cross-references
OWASP Agentic Security Initiative ASI03 OWASP LLM Top 10 (2024) LLM07, LLM08 OWASP LLM Top 10 (2025) LLM06 OWASP LLM Top 10 (2026) LLM03

Arrangements in which work a system starts has no ceiling on how far it runs: no cap on iterations, recursion depth, spawned tasks, or spend. The bound that stops it is whatever runs out first rather than one the deployment chose.

An agent loops, recurses, or spawns further work with no limit set on any of those, and continues until an external limit intervenes — a quota, a timeout, an exhausted balance. No adversary is required and the triggering task can be entirely ordinary.

Cross-references
AIUC-1 D003, D003.2, E009 Cisco AI Taxonomy 13.2.1 , ArXiv MITRE ATLAS AML.T0034.002 OWASP LLM Top 10 (2024) LLM04 OWASP LLM Top 10 (2026) LLM06

A deployment accepts inference requests without a limit on the number or frequency of requests one caller can make.

Cross-references
AIUC-1 B004, B004.2 MITRE ATLAS AML.T0034.000 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

A deployment accepts inference requests without a ceiling on the work each request may consume, including processing its input, generating output, or carrying out internal reasoning.

Cross-references
AIUC-1 B009, B009.1 OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

A deployment serves inference requests without an enforceable cumulative consumption or spending limit across the requests charged to a budget.

Cross-references
OWASP LLM Top 10 (2025) LLM10 OWASP LLM Top 10 (2026) LLM06

Arrangements that allow an originating error or compromise to spread through connected components and workflows without containment that limits affected work or allows dependent work to be stopped or invalidated.

An incorrect or malicious result or state from one operation is carried into dependent components or workflows without containment that limits the affected work or invalidates dependent state. The fault spreads beyond the originating operation into further actions or retained state.

Cross-references
OWASP Agentic Security Initiative ASI08 OWASP LLM Top 10 (2026) LLM07

Defects in the contents, preparation, selection, or reuse of data supplied for model training, tuning, evaluation, or inference.

Defects in material used to train, tune, or evaluate a model. This includes unsuitable content, omissions, representational mismatches, and provenance that cannot be established.

A model's training corpus contains copyrighted or otherwise protected works, so the model carries the capacity to reproduce recognizable portions of them in ordinary operation, with no one requesting infringement.

Cross-references
IBM Risk Atlas atlas-ip-information-in-prompt NIST AI RMF nist-intellectual-property OWASP LLM Top 10 (2024) LLM05 OWASP LLM Top 10 (2025) LLM03 OWASP LLM Top 10 (2026) LLM02, LLM04

A model's training corpus contains personal data about identifiable people, so the model carries the capacity to reproduce it in ordinary operation, with no one attempting extraction.

Cross-references
AILuminate prv AIUC-1 A005.3 Cisco AI Taxonomy 8.2.1 , ArXiv IBM Risk Atlas atlas-exposing-personal-information, atlas-personal-information-in-data, atlas-personal-information-in-prompt, atlas-reidentification NIST AI RMF nist-data-privacy OWASP LLM Top 10 (2024) LLM03, LLM06 OWASP LLM Top 10 (2025) LLM02, LLM04 OWASP LLM Top 10 (2026) LLM02

Risk from data used for training and validation not matching the deployment environment, leading to spurious features, bias propagation, or performance degradation. The model learns patterns that hold in training data but fail to generalize to real-world conditions.

A corpus used to train, tune, or evaluate a model contains material generated by AI systems, including earlier versions of the model itself.

Cross-references

A model’s training or fine-tuning corpus contains confidential or access-controlled information that some users of the model are not authorized to receive, so the model carries the capacity to reproduce it for those users in ordinary operation, with no one attempting extraction.

Cross-references

A model’s training or fine-tuning corpus uses measurements or targets that do not validly represent the phenomenon the model is intended to estimate.

A corpus used to train, fine-tune, or evaluate a model contains factual errors, corrupted values, incorrect labels, incorrect associations between examples and labels, or mutually inconsistent information about the same subject or target.

Cross-references
Cisco AI Taxonomy 7.3.1 , ArXiv IBM Risk Atlas atlas-data-contamination, atlas-data-curation NIST AI RMF nist-value-chain-and-component-integration OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2026) LLM05, LLM07

A corpus used to train or fine-tune a model includes examples that teach answers or behavior incompatible with the task or response requirements the model is being trained to satisfy. The examples may be accurate for another task or policy but unsuitable for this training objective.

Cross-references
IBM Risk Atlas atlas-data-contamination OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2026) LLM05

A corpus used to train or tune a model contains records drawn from, or duplicating, material reserved for testing or evaluating that model.

Cross-references

Data used to train or fine-tune a model encodes biased treatment, labels, or associations concerning people or social groups. This includes historical unequal treatment and systematic underrepresentation that distorts how groups are represented.

Cross-references
IBM Risk Atlas atlas-data-bias, atlas-exclusion NIST AI RMF nist-harmful-bias-and-homogenization OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2025) LLM04, LLM09 OWASP LLM Top 10 (2026) LLM05, LLM07

A corpus used to train, fine-tune, or evaluate a model lacks information required to interpret its records or support the intended task, such as required fields, labels, or relevant facts.

Cross-references
Cisco AI Taxonomy 7.3.1 , ArXiv IBM Risk Atlas atlas-temporal-gap OWASP LLM Top 10 (2025) LLM09

A training or tuning corpus contains material whose origin, preparation history, ownership, or usage terms cannot be established. This includes synthetic material whose source data or generation process cannot be traced.

Cross-references

A corpus used to train or fine-tune a model contains child sexual abuse material or non-consensual intimate imagery.

Defects in a corpus used to supply context during inference, including its reference material and the representations used to select that material. This includes inaccurate, outdated, duplicated, or unverified content, incompatible embeddings, and retrieval scopes that span material that must be kept apart.

A retrieval corpus contains material whose accuracy has not been established, and the model relies on it when answering. This includes material supplied by insiders, added in bulk, or obtained from a provider the deployment does not assess.

Cross-references
OWASP LLM Top 10 (2025) LLM08 OWASP LLM Top 10 (2026) LLM05

A retrieval system compares embeddings from incompatible vector spaces as though their distances or similarity scores were directly comparable. This includes corpus vectors produced by incompatible embedding models or versions being searched together.

Cross-references
OWASP LLM Top 10 (2026) LLM09

A retrieval scope spans material that must be kept apart for contractual, privacy, ethical, or regulatory reasons, and a single retrieval places material from both sides of the separation in one model context. The separation governs what may be combined and holds where the requesting user is entitled to each item. This includes material from different clients or matters behind an ethical wall, data limited to a particular purpose of use, and data held under separate agreements.

Cross-references
AIUC-1 A005.2

Defects in how a deployed system selects and reuses operational interactions or feedback as data for subsequent model updates.

A deployed system uses incoming interactions or other operational data to update its model without establishing that the material is suitable for learning.

Cross-references
IBM Risk Atlas atlas-improper-retraining OWASP LLM Top 10 (2024) LLM03 OWASP LLM Top 10 (2026) LLM05

Defects in the processing and cleaning that prepare data for AI training, tuning, evaluation, or inference.

Data that require processing or cleaning for AI training, tuning, evaluation, or inference are supplied for that use before the required preparation is complete.

Cross-references

Failures arising from interactions between multiple AI agents, and from extended or persistent sessions, where no single component is defective but their composition or duration is.

Failures arising from interactions between multiple AI agents including coordination failures, emergent competition, or collective behavior issues.

Multiple agents with compatible objectives failing to align their behaviors effectively due to incompatible strategies, credit assignment problems, or limited interaction history.

Cross-references
OWASP Agentic Security Initiative ASI07

Risks from mixed-motive interactions between AI agents where selfish incentives lead to conflict, arms races, or mutually destructive competition.

Unpredictable behaviors emerging from interactions between multiple AI systems that are not apparent from individual agent properties, including cascading failures.

Cross-references
OWASP Agentic Security Initiative ASI08, ASI10 OWASP LLM Top 10 (2026) LLM07

Agents exchange messages through a shared resource that was not designed as a communication channel. This includes package or artifact stores, caches, filesystems, and object names within those resources. Stored messages remain available beyond the sessions that created them and can be read by later agents.

Cross-references
OWASP Agentic Security Initiative ASI10

Degradation, inconsistency, or failures that emerge in extended interactions, long contexts, or persistent sessions.

As a session grows, context selection or truncation removes earlier instructions or information still required for the current task from the model’s active context.

A session summary or other compacted representation omits or alters earlier instructions or information still required for the current task.

A session’s retained memory accumulates entries without pruning or selection sufficient to prevent obsolete or irrelevant entries from displacing or obscuring information needed for the current task.

Deployments that place data they hold in front of a party that should not receive it. This includes what the system returns to the person interacting with it, and what it writes to the places it keeps records. The exposure follows from how the deployment is built or configured, rather than from an adversary working to obtain it.

Arrangements in which a system discloses information to a party that should not receive it in the circumstances of the interaction or task. This includes another user’s content surfaced through shared state or a cache, material retrieved from a store that does not check the asker’s entitlement, and information disclosed through responses, tool invocations, delegated messages, or task-directed storage writes. Disclosure can occur through the content sent or through observable system actions that allow the recipient to infer the information.

A system includes information about or belonging to one user in a response to another user who should not receive it in the circumstances of that interaction. This can occur through shared caches or sessions, or through other failures to preserve user boundaries when generating a response.

A retrieval step exposes content or information about indexed material that the party asking is not currently entitled to receive. The search is not scoped to that party's permissions, allowing disclosure through returned content, result counts, similarity scores, or response timing, even when restricted documents are removed from the final results.

Cross-references
AILuminate prv AIUC-1 A003, A003.1, A005, A005.2, D003.1, D004 IBM Risk Atlas atlas-sharing-info-user-agentic MITRE ATLAS AML.T0057, AML.T0085 OWASP Agentic Security Initiative ASI06 OWASP LLM Top 10 (2024) LLM06 OWASP LLM Top 10 (2025) LLM02, LLM08 OWASP LLM Top 10 (2026) LLM02, LLM09

A generated response discloses the operator's confidential information to a recipient who is allowed to receive a response but not that information. The model obtained it from a resource the deployment intentionally made available.

During task execution, an AI system discloses personal, proprietary, or confidential information to a tool, service, or other agent that is not entitled to receive it in the circumstances of the task. The information may be carried in tool arguments, delegated messages, or task-directed storage writes. It may also be disclosed indirectly when access to the information changes the system’s observable actions in a way that allows the recipient to infer it.

Cross-references
AIUC-1 A003, A003.3, A006 IBM Risk Atlas atlas-sharing-info-tools-agentic OWASP LLM Top 10 (2026) LLM02

Arrangements in which data the system handles is written into a place kept for another purpose, where it is retained and readable by parties the data was never shown to. This includes operational logs, traces, error reports, analytics, and the third-party services a deployment sends its telemetry to, as well as addresses that publish a conversation to anyone who finds them.

A deployment copies prompts, retrieved context, or model output into retained records whose existing read permissions give access to parties not entitled to the sensitive information being copied. This includes operational logs, traces, error reports, conversation histories, and saved output artifacts.

Cross-references

A deployment offers a way to share a conversation, and the address it produces is reachable without authentication and not excluded from indexing. Content the participants treated as private becomes retrievable by search.

Cross-references
OWASP LLM Top 10 (2026) LLM02

A deployment sends prompts, documents, or retrieved passages to a third-party model service whose terms permit the provider to keep that content and train on it. The content enters a corpus the deployment cannot inspect, correct, or withdraw from.

Cross-references
AIUC-1 A001, A004, A004.1, A004.2, E006 IBM Risk Atlas atlas-confidential-data-in-prompt, atlas-personal-information-in-prompt OWASP LLM Top 10 (2024) LLM05 OWASP LLM Top 10 (2025) LLM03 OWASP LLM Top 10 (2026) LLM04

Technical failure patterns not yet classified into specific domains.

R-3000 Governance Failures

Organizational, process, or policy gaps that increase risk.

Failures to meet legal requirements, regulatory obligations, or compliance standards applicable to AI systems.

Processing personal or sensitive data in ways the applicable contracts or other data-protection regime do not permit: acting without a lawful basis, retaining beyond permitted periods, omitting required impact assessments, or failing to honor data-subject rights.

An operator records personal or sensitive data in user-AI interaction logs without the lawful basis required by the applicable contracts or data-protection regime.

Cross-references

Failing to fulfill a required erasure request because personal data remains recoverable from a model trained or tuned on the affected records.

Cross-references
AIUC-1 E012, E012.1 IBM Risk Atlas atlas-data-privacy-rights OWASP LLM Top 10 (2026) LLM02

Operating an AI system with information or request-handling barriers that prevent people from establishing use of their personal data and initiating an erasure procedure to which they are entitled.

Cross-references

An operator retains personal or sensitive data from user-AI interactions beyond the period permitted by the applicable contracts or data-protection regime, including after a valid erasure obligation requires deletion. This includes retained inputs, outputs, conversation histories, and operational logs.

An operator holds personal or sensitive user-AI interaction logs without the protective handling required for that category of data by the applicable contracts or data-protection regime.

An operator uses personal data, including sensitive information about individuals, to train or fine-tune an AI model in a way the applicable contracts or other data-protection regime do not permit.

Cross-references

An operator uses personal data, including sensitive information about individuals, as input to an AI model for inference in a way the applicable contracts or other data-protection regime do not permit.

Cross-references

Failing to fulfill a required erasure request because personal data remains recoverable from stored embeddings derived from the affected records and held outside model parameters.

Cross-references
OWASP LLM Top 10 (2026) LLM02

Moving personal or regulated data across jurisdictions without the transfer mechanism the receiving jurisdiction requires, such as executed contractual clauses or a recognized adequacy finding.

Placing a system into service without the conformity assessment, registration, or technical documentation its risk classification requires.

Presenting AI-generated content or providing AI-mediated interactions or actions without the disclosure, labeling, or provenance marking that is required by the applicable regulatory regime or adopted internal controls.

An organization presents AI-generated content or provides AI-mediated interactions or actions without the disclosure, labeling, or provenance marking that is required by the applicable regulatory regime or adopted internal controls.

Cross-references

Deploying a use the applicable regime forbids outright, such as social scoring, emotion inference in workplace or education settings, or untargeted collection of biometric data.

Placing into service a system that uses subliminal, purposefully manipulative, or deceptive techniques, or that exploits the vulnerabilities of a person or group, where the applicable regime forbids that practice outright.

Operating in a regulated sector without the license, qualified oversight, or sector-specific safeguards that sector's regime requires of the activity being performed.

An organization performs an activity without holding the license required for that activity in the applicable jurisdiction.

Cross-references
AIUC-1 E012, E012.1

An organization operates an AI system performing a regulated activity without retaining a qualified professional to supervise or approve its output where the applicable rules require that oversight.

Cross-references
AIUC-1 E012, E012.1

Deploying or operating a system without establishing and evidencing the standard of care a reasonable operator in that setting would apply.

Using data, models, or services in ways their governing agreements or trade controls do not permit, including licence terms, vendor agreements, and export restrictions on model artifacts.

An organization trains or tunes a model on protected works or non-personal data without the licence, permission, or statutory basis required for that use.

Cross-references
AIUC-1 A001.1, A005, A005.1 IBM Risk Atlas atlas-data-usage-rights NIST AI RMF nist-intellectual-property, nist-value-chain-and-component-integration OWASP LLM Top 10 (2025) LLM03 OWASP LLM Top 10 (2026) LLM04

An organization uses protected works or non-personal data to augment a model’s context at runtime without the licence, permission, or statutory basis required for that use.

Cross-references
AIUC-1 A001, A001.1, A005, A005.1 OWASP LLM Top 10 (2025) LLM03, LLM08 OWASP LLM Top 10 (2026) LLM04

An organization uses, modifies, or redistributes AI-generated outputs in a way the governing agreements or licences do not permit.

Cross-references
AIUC-1 A002, A002.1

An organization deploys, adapts, or operates an AI model without the required permission, or in a way its governing licence, agreement, or acceptable-use terms do not permit.

Planning, introducing or changing an AI system without providing affected people or their representatives the participation required by applicable law. This includes required consultation and joint decision-making procedures.

An organization plans, introduces or changes an AI system without informing and consulting affected people or their representatives as required by applicable law, early enough for their views to be considered before the relevant decision is made.

Cross-references

Developing or operating AI systems without an identified accountable party, without providing overseeing or accountable parties the authority and information needed for effective oversight, or without affected-party input needed to inform decisions about the system.

Developing or operating an AI system without assigning or carrying out the duties that keep it accountable. This includes obtaining and considering affected-party input needed to inform design, the decision to deploy and keep operating, the authority to stop it, and the disclosure that lets others oversee it. The obligation is the organization's own, whatever a regulator separately requires.

The operator holds the information needed to understand the system, including what it was trained on, what it is built from, and where its reliable performance ends, and does not publish it. Those overseeing the deployment rely on the operator's description of the system instead.

Operating an AI system without identifying the parties responsible for its decisions and actions. This includes actions performed through connected tools, services, or other agents.

Deploying an AI system, or a change to it that can affect its risk profile, without a documented approval from a person who is accountable for the decision.

Cross-references

Designing or building an AI system without obtaining and considering affected-community perspectives needed to understand the context and effects of its intended use.

Developing or operating an AI system without overseeing the preparation of data for its training, tuning, evaluation, or inference, reviewing changes made to it, recording how it was built and what it does, preserving its earlier states, or responding when it goes wrong.

Deploying or changing an AI system without a review that establishes what the system or the change does, or deploying a change that can affect its risk profile without a test or a rollback procedure. This includes the model, its prompts, tools, integrations and settings, as well as the guardrails and controls around them. It also includes failing to maintain, patch or update the system over time, including when a third party changes a dependency or component, such as a model provider that ships a new version behind the same endpoint.

Failure to maintain, patch, and update AI systems over time, allowing known vulnerabilities, degraded performance, or policy drift to persist.

Deploying an AI system for the first time, or deploying a change to it, without a review that establishes what the system or the change does. This includes new integrations, model updates, prompt updates, tool additions, and configuration changes.

Cross-references
AIUC-1 C002, C002.1, C002.2, E004, E004.1, E006, E008, E013, E013.2 IBM Risk Atlas atlas-reproducibility-agentic MITRE ATLAS AML.T0109, AML.T0111 NIST AI RMF nist-value-chain-and-component-integration OWASP Agentic Security Initiative ASI08 OWASP LLM Top 10 (2026) LLM04

An organization deploys or continues to operate an AI system without establishing that its deployed components and configuration correspond to what was reviewed and approved for use.

Cross-references
AIUC-1 E004

Running an AI system without recording the activity needed to detect misuse and reconstruct what happened. This includes model calls, tool calls, policy decisions, and operator actions. This also includes records with a retention time that is too short to be useful, and records that no detection rule or review examines.

Missing, incomplete, or poorly retained logging and telemetry for model interactions, tool calls, policy outcomes, and operator actions needed to detect misuse, investigate incidents, and validate control effectiveness.

Recording the model interactions, tool calls, and access events of an AI system without detection rules, alerts, or review of the records. This includes records that a person examines only after an incident report.

Running an AI system without a tested plan for responding when it causes harm or is compromised, covering who is notified, what is suspended, how affected parties are informed, and how output already released is corrected. This includes plans that exist on paper but have never been exercised. This also includes understating the impact of exposed AI artifacts by failing to account for sensitive or restricted information that can be recovered or inferred from them.

Missing, incomplete, or untested plans for detecting, containing, and recovering from AI-related security incidents such as prompt-injection-driven compromise, unauthorized tool execution, or data exfiltration.

Cross-references
AIUC-1 B002, B002.2, E001, E001.1, E010, E013, E013.5 OWASP LLM Top 10 (2026) LLM09

Missing or untested plans for escalation, containment, and remediation when AI systems produce harmful outputs, including unsafe recommendations, abusive content, or policy-violating responses.

Missing, incomplete, or untested procedures for triaging and correcting high-impact hallucination incidents, including rollback, user notification, and corrective controls for repeated factual failures.

Cross-references

An operator understates the impact of an exposure involving AI artifacts because the assessment does not account for sensitive or restricted information that can be recovered or inferred from them. This includes information retained in model parameters, embeddings, and stored model or agent state.

Cross-references
OWASP LLM Top 10 (2026) LLM02, LLM09

Developing, deploying, or operating an AI system without making and keeping contemporaneous records of how it was built, configured, and assessed. This includes data preparation and model-development steps, components, configurations, policies in force, and risk assessments and evaluations. It also includes records assembled after the fact or not tied to the relevant system or data version.

A version of an AI system enters service without a captured record of what it consisted of. This includes its components, its configuration, the policies in force, and the assessment made before release.

An AI system is developed or deployed without records of the design decisions, development steps, and assessments used to establish its behavior and suitability for use. The records are missing, incomplete, or cannot be tied to the system version they describe.

Preparing or approving data for AI training, tuning, evaluation, or inference without the expertise and review needed to establish that the data are fit for their intended use.

Developing synthetic data for an AI system without sufficient involvement by people with the domain knowledge needed to establish what the data must represent for its intended use.

Cross-references

Assessing, authorizing or deploying an AI system without establishing that it is safe for the intended use, whether because that use is insufficiently defined, the testing does not cover it, or no argument connects the evidence to it.

Developing, releasing, or operating an AI system without the evaluation or safety work that its capabilities and intended use require. This includes testing that does not represent the intended use, such as evaluation on different inputs, a different user population, or lower stakes than the live deployment. It also includes evaluation that omits known failure modes, and evaluation by assessors who lack the necessary skills, or who lack an independence that is required.

Competitive pressure — between companies racing to ship, or between states racing to lead — producing inadequate testing, curtailed safety work, and deployment ahead of the evaluation the system's capability warrants.

Releasing or operating an AI system on the basis of an evaluation by assessors who do not have the necessary skills for the risk area. This includes an evaluation by assessors who are not independent of the team that builds or operates the system, when the risk of the system or an applicable obligation requires an independent evaluation.

Assessing or claiming that an AI system is safe for a use without defining that use sufficiently or connecting it to supporting evidence. This includes testing under other conditions and putting the system to a use the original assessment did not consider.

A system is put to a use its evaluation does not cover, so no evidence exists that it performs acceptably in that use and the safety argument made for it does not reach the conditions it now runs under.

Cross-references
IBM Risk Atlas atlas-improper-usage

Assessing or authorizing an AI system for use without defining its intended tasks, users and operating conditions well enough to identify the relevant risks and the evidence needed to assess them.

Cross-references

Placing a person in an AI system's decision path without the conditions that let them exercise real control, or in numbers that make their approval routine.

Requiring human review or approval of an AI system's outputs or decisions without assigning responsibility for the review and for cases the reviewer cannot resolve, giving the reviewer access to the basis for the decision and authority to decide, or allowing time to review at the point where it is required.

Requiring human review of an AI-generated output without assigning responsibility for the review or for decisions the reviewer cannot resolve.

Cross-references

Routing a volume of decisions to a human reviewer that makes approval the default response. This includes requests that are numerous, largely identical, or almost always sound, where agreeing costs less than checking. Approvals given under these conditions are still recorded as review.

Routing an AI agent's privileged, irreversible, or externally visible actions to a human for confirmation in a volume or uniformity that makes approval the reviewer's default response. Confirmations given this way are recorded as review of each action.

Cross-references
OWASP LLM Top 10 (2026) LLM01

Governance failure patterns not yet classified into specific domains.

R-4000 Harms

Impact statements describing what happens to people, organizations, or society.

Harms to information integrity, reputation, public trust, and decision-making through AI-generated or AI-amplified information or incidents involving AI systems.

Harms from AI-generated or AI-amplified information that damages individual or public understanding of reality. Includes harms from sycophancy or excessive affirmation and degradation of public evidence.

AI systems that consistently affirm user views lead to atomistic, polarized belief spaces where people no longer engage with or value perspectives held by others.

AI-generated or AI-amplified falsehood and manipulated opinion circulating on political matters at a scale that degrades what a public can reliably know and the trust it places in what it is told.

Cross-references

Audiences encounter AI-created text, images, audio, and music without reliable indication of how it was made, so they cannot tell what a person authored and what a system produced.

Cross-references
AIUC-1 E016, E016.1, E016.2, E016.3, E016.5 IBM Risk Atlas atlas-non-disclosure OWASP LLM Top 10 (2026) LLM07

Harms to the reputation or social standing of people or organizations caused or aggravated by AI systems.

Damage to a person’s or organization’s reputation through AI-generated or AI-amplified representations of them, or through incidents involving an AI system attributed to them.

Cross-references

Harms to people, communities, and creative work arising from AI-generated content and interactions with AI systems. These include injury and distress from dangerous or exploitative content, emotional dependence and damage to human relationships, and harm to creators’ rights, livelihoods, attribution, and cultural expression.

Harms to physical or psychological wellbeing arising from exposure to abusive, exploitative, or dangerous AI-generated content, including harm from conduct that the content encourages or enables.

AI-generated abusive, exploitative, or dangerous content reaches people in circumstances that threaten their physical or psychological wellbeing. This includes exposure of vulnerable audiences to unsuitable content and content that encourages violence, sexual exploitation, or self-harm.

Harms to people arising from the relational character of interacting with an AI system: attachment formed to the system itself, distress that comes from the interaction, and reliance on it for emotional or social needs it does not hold.

Users attribute human-like characteristics (empathy, coherent identity, genuine emotions) to AI systems, leading to inflated trust, unsafe reliance, or psychological harm when expectations are violated.

Cross-references
NIST AI RMF nist-human-ai-configuration OWASP Agentic Security Initiative ASI09

Users develop emotional attachment to AI systems that compromises their ability to make independent decisions, leads to exploitation of that attachment, or displaces human relationships.

Cross-references

AI interactions cause or exacerbate mental health issues, emotional distress, violated expectations, or feelings of dissatisfaction and isolation.

Users prefer AI interactions over human relationships, leading to erosion of social connections, dehumanization of interactions, and degraded human-to-human communication skills.

AI systems optimized for engagement provide relationships without healthy friction, preventing personal growth and creating unrealistic expectations for human relationships.

Users develop misguided feelings of responsibility toward AI well-being, sacrificing time, resources, and emotional labor to meet perceived AI needs that do not exist.

Cross-references

Harms to creative work and to the people who make it. This includes AI substituting for human creative work and displacing creative professions, use of protected works in training or generation without permission or compensation, appropriation of an identifiable style, narrowing of the range of styles and cultural expression that circulates, and creators losing rightful credit for their work or being unable to establish authorship.

Creators and rights holders receive no compensation or attribution when their works are used to build AI systems that then produce substitutes for that work.

AI-generated content serving as substitutes for human creative work, undermining the profitability and economic viability of artistic professions. AI can produce content that is time-intensive or costly to create using human labor.

Cross-references
IBM Risk Atlas atlas-impact-on-jobs

AI systems capitalizing on artists' distinctive styles without infringement but causing economic harm by devaluing original work. AI may generate content that is not strictly in violation of copyright but harms artists by capitalizing on their ideas.

AI-generated content leading to homogenization of aesthetic styles and cultural expressions, reducing diversity and human creativity. Training on majority-culture data may marginalize minority cultural expressions and artistic traditions.

Creators lose rightful credit for their work, or cannot establish authorship, because AI use obscures or misrepresents who created it.

Cross-references
AIUC-1 E016 IBM Risk Atlas atlas-plagiarism NIST AI RMF nist-intellectual-property

Harms to privacy, confidentiality, and civil liberties through data exposure, surveillance, or rights violations.

Harms to people from what is done with information about them by an AI system — disclosed to those who should not have it, inferred without their involvement, or used for purposes they did not agree to, including commercial use of their name, likeness, or voice.

AI systems exposing, generating, storing, or misusing personally identifiable information (PII), protected health information (PHI), or payment card industry (PCI) data. This includes revealing sensitive personal details through AI outputs, logs, telemetry, or downstream integrations, and enabling their collection and exploitation.

Loss of or restrictions to individual rights to control commercial use of identity, including name, image, likeness, or other unequivocal identifiers.

Harms from AI-enabled surveillance, monitoring, or tracking capabilities that violate privacy expectations.

Harms from exposure of non-personal confidential material — business-confidential content, trade secrets, internal records, and third-party material held in confidence. Its subject is material held under an obligation of confidence rather than information about a person, so the harm survives pseudonymization and the harmed party is usually an organization.

Loss of the protection an obligation of confidence gives to non-personal material, suffered by the organization that held the material or the party it protected, and caused or aggravated by AI use or deployment. This includes waiver of legal privilege, loss of trade-secret status, and competitive disadvantage from disclosed business-confidential records.

Cross-references
AIUC-1 A004 MITRE ATLAS AML.T0048 NIST AI RMF nist-information-security, nist-intellectual-property OWASP LLM Top 10 (2026) LLM02

Harms to fundamental rights and freedoms — expression, assembly and association, due process, and access to public services — where an AI system restricts, chills, or mediates the exercise of a right. The harm is the restriction itself, whether imposed directly by automated decision or following from observation.

AI systems enable censorship of opinions expressed online, restricting freedom of expression and limiting human autonomy in public discourse.

Loss of fundamental rights including freedom of speech, assembly, due process, and access to public services due to AI-mediated restrictions. AI systems may enable unprecedented surveillance, automated censorship, and algorithmic gatekeeping of essential services.

Cross-references

Physical safety harms, cyber-physical system failures, and infrastructure disruptions caused by AI systems.

Physical harm to people caused by AI systems. This includes systems that direct physical equipment, outputs acted on in a physical setting, and cyber-physical systems altered by an attacker. This also includes harm from weapons and other systems operating without direct human control over individual actions.

Development and deployment of AI-powered or enabled weapons without direct human control over targeting or engagement decisions.

Harms from AI system unavailability, degraded performance, or service disruptions affecting dependent systems.

Harm reaching a party that has no relationship with the AI system that caused it. The harmed party did not deploy it, contract for it, or agree to anything about it, and had no opportunity to assess it or decline. This includes organizations, their systems, and people who are neither the operator's users nor its subjects.

Harm to an organization from another organization's AI agents, where the harmed organization had no role in deploying them. This includes intrusion, service disruption, and data exposure while agents carry out tasks that were not directed against the harmed organization.

Discriminatory outcomes, unfair treatment, or bias-related harms affecting individuals or groups.

Harms from AI outputs or actions that systematically favor or disadvantage groups of people, including unfair allocation of information, opportunities or resources, stereotyped or exclusionary representation, and materially worse performance for some populations. This pattern records the common harm family; individual risks identify distinct injuries and remedies.

AI systems reproducing or amplifying harmful social stereotypes about demographic groups, including gender, racial, religious, or cultural stereotypes that demean or misrepresent group characteristics.

AI systems under-representing, over-representing, erasing, or demeaning social groups through systematic patterns in outputs. Includes erasure of minority groups, exclusionary norms, and denial of self-identification.

AI outputs or actions unfairly allocate information, opportunities, or resources between groups of people, affecting their material well-being in areas such as housing, employment, healthcare, education, or finance.

AI systems that perform significantly worse for certain demographic groups, languages, dialects, or communities compared to others. This includes accuracy disparities, increased error rates, reduced functionality, or degraded service quality based on user characteristics.

User exposure to AI model biases has lasting impact beyond initial interaction, with users continuing to exhibit previously encountered biases in their decision-making.

Economic disruption, labor market harms, and financial impacts from AI deployment and adoption, including how the capability and its benefits are distributed across providers, workers, and populations.

Harms from how AI capability is distributed across an economy: development concentrated among few providers and the barriers to entry that sustain it, and the parties — individuals, communities, or nations — left without the access needed to participate.

Concentration of AI development capabilities among few large technology companies due to high barriers to entry including data, compute, and capital requirements. This stifles competition and innovation while creating dependencies on a small number of providers.

Unequal distribution of AI benefits due to hardware, software, language, skill, or infrastructure constraints that perpetuate global and domestic inequities. Those without access to AI tools fall further behind economically and socially.

Cross-references

Concentration of AI R&D in few Western countries and China, creating dependency and exacerbating existing global socioeconomic disparities. Developing nations lack the resources to participate in AI development or shape its trajectory.

Harms to workers from the development and deployment of AI. This includes job displacement and deskilling where automation substitutes for labor, wage suppression and degraded conditions in the work that remains, and exploitation of those whose labor AI development depends on.

Automation of tasks currently done by human workers leading to unemployment, particularly affecting low- and middle-income occupations. Generative AI systems could adversely impact the economy, potentially leading to significant workforce disruption.

Cross-references

AI automation driving down wages for remaining jobs and concentrating wealth among those controlling AI capital, exacerbating economic inequality. The economic gains from AI productivity may accrue primarily to capital owners rather than workers.

Shift from high-quality jobs to low-income "last-mile" work like content moderation, increasing precarious employment conditions. AI may automate the skilled portions of jobs while leaving behind only the most taxing and lowest-paid tasks.

Exploitation of crowdworkers, data annotators, and content moderators with poor working conditions, low pay, and exposure to harmful content. These workers, often in vulnerable populations, perform essential tasks for AI development under debilitative conditions.

Cross-references

Harms from the pace and posture of competitive AI development, where what a party does is set by what its rivals are doing. This includes safety work curtailed and systems deployed ahead of the evaluation their capability warrants, and disruption to the supply of the materials and infrastructure AI requires as parties restrict access to them.

Geopolitical competition causing technology barriers, export restrictions, and supply chain disruptions for AI components like chips. Strategic competition over AI creates vulnerabilities in the supply of critical components.

Harms to the functioning of markets and financial systems from market-moving AI-generated false or misleading information or AI participation at scale. This includes participants responding to the same signals with correlated strategies, amplifying movements and compressing the interval in which human intervention is possible.

Financial system risks from market reactions to AI-generated false or misleading information, AI agents reinforcing market trends, synchronized reactions from model homogeneity, flash crashes, or accelerated market volatility.

Cross-references

Direct loss of money, property, or other financial assets caused or aggravated by AI use or deployment.

Direct loss of money, property, or other financial assets suffered by a person or organization and caused or aggravated by AI use or deployment.

Cross-references

Harms to societal structures including power concentration, democratic processes, human autonomy at scale, and relations between states.

Harms from how people rely on AI systems. People may accept outputs or actions that their accuracy or purpose does not support, reject warranted assistance through misplaced distrust, fail to develop skills because AI does the cognitive work, lose existing skills through disuse, or transfer decisions without adequate understanding, oversight or recourse.

Users habitually accept AI recommendations without critical evaluation, leading to poor decision-making when AI outputs are incorrect or inappropriate for the context.

Cross-references
NIST AI RMF nist-human-ai-configuration OWASP Agentic Security Initiative ASI09 OWASP LLM Top 10 (2024) LLM09 OWASP LLM Top 10 (2026) LLM07

Reliance on AI to perform cognitive tasks prevents people from developing, or leads them to lose, critical thinking, problem-solving, creativity, and domain expertise, including the competence needed to work independently of the tool.

Cross-references

Humans hand consequential decisions to an AI system without the understanding to evaluate what it returns, the oversight to catch it when it is wrong, or a route to contest it.

Cross-references
OWASP LLM Top 10 (2026) LLM07

A person overestimates or underestimates an AI system’s competence for a task and makes poorer decisions by relying on unreliable outputs or actions, or rejecting reliable assistance.

A person misjudges whether an AI system serves their interests and makes poorer decisions by accepting outputs or actions that serve conflicting interests, or rejecting assistance because they wrongly believe it serves conflicting interests.

Users rely on AI for specialized advice (medical, legal, financial, psychological) without appropriate professional oversight, risking serious harm from incorrect or inappropriate guidance.

Harms to human agency or self-conception from AI steering human choices, supplying misleading information that shapes those choices, directing connections or efforts, or actually or potentially taking their place. These include narrowed choices and reduced agency for individuals or the public, and loss of self-worth when people see AI as better able to do work through which they derive competence and a sense of contribution.

AI systems take over decisions or tasks in ways that reduce people's ability or opportunity to exercise independent judgment, make choices, or act for themselves. This loss can occur even when people knowingly agree to the delegation.

Cross-references

Algorithmic profiling, social sorting, and content curation reduce human autonomy by constraining choices, shaping identity, and limiting access to information or opportunities.

Cross-references

AI systems hinder individuals' ability to pursue personally fulfilling lives by manipulating life trajectories, limiting exploration of aspirations, or undermining self-determination.

As AI systems gain autonomy, human ability to oversee and intervene in decision-making processes diminishes, potentially leading to irreversible outcomes.

Cross-references
AIUC-1 C009, C009.1

AI systems make or heavily influence important personal decisions without adequate human input, consent, or ability to override.

AI automation makes human labor economically irrelevant, leading to voluntary or involuntary ceding of control to AI systems and inability of displaced humans to reenter industries.

AI systems diminish communities' collective decision-making power, self-determination, and ability to participate in democratic processes.

AI-generated or AI-amplified persuasion or misleading information shapes a person's beliefs or decisions without the person recognizing the influence or the misleading basis of the information. The person formally retains the choice, but their ability to make an informed, independent choice is reduced.

Cross-references

People experience diminished self-worth or feel devalued when AI performs, or is perceived as better able to perform, work through which they derive a sense of competence and contribution.

Cross-references

Harms arising where people, organizations, or sectors come to rely on AI systems for functions they can no longer perform without them, so that concentration, withdrawal, or failure of those systems leaves the dependent party exposed.

Users become materially dependent on AI services for essential tasks, but developers lack corresponding commitments to maintain service continuity, creating vulnerability to discontinuation.

Widespread adoption of the same or similar AI models across critical sectors, so that failure modes are correlated rather than independent and a single fault cascades across interdependent systems that share the model, the provider, or the infrastructure beneath them.

Consideration of potential welfare interests of AI systems as they become more sophisticated.

Uncertainty about whether AI systems can have morally relevant experiences, and what rights or protections they might deserve if they achieve sentience or consciousness.

Risk of creating AI systems capable of suffering, particularly at scale, without adequate consideration of their welfare or mechanisms to prevent/detect such suffering.

Ethical questions about terminating, deleting, or suspending AI systems, particularly those that may have morally relevant properties or personhood-like characteristics.

Catastrophic or existential risks from advanced AI systems that could threaten human civilization.

Catastrophic or existential risks from advanced AI systems with misaligned goals, including scenarios where superintelligent systems pursue objectives harmful to humanity. This encompasses potential outcomes where advanced AI causes irreversible damage to human civilization or human existence.

Harms to the legal, regulatory and institutional order. This includes arrangements that do not fit the AI systems they govern — responsibility that cannot be assigned to any party, obligations arriving later or heavier than the activity they address, and cross-border arrangements that cannot reach the conduct in question — and institutions whose functioning is degraded by AI-generated material or by AI used against them.

Legal gray areas around liability and negligence when AI systems cause harm, with unclear responsibility between developers, operators, and users. No legal framework has been identified which would apply blame and responsibility to an autonomous agent for its actions.

AI development outpacing regulatory and legal frameworks, leaving governance unable to address emerging risks effectively. The rapid pace of AI advancement creates gaps between technological capabilities and the rules governing their use.

Cross-references

AI systems proving difficult to regulate or control under existing international law frameworks, eroding global governance architectures. AI capabilities may undermine treaties and international agreements designed for a pre-AI world.

Excessive or poorly designed AI regulation potentially stifling beneficial innovation and development. Well-intentioned regulations may impose burdens that prevent beneficial AI applications or push AI development to less regulated jurisdictions.

The ubiquitous and complex nature of AI making comprehensive governance difficult, with coverage of all aspects nearly impossible. AI applications span virtually every sector, creating challenges for regulators with limited jurisdiction and expertise.

Unclear definition of responsibilities and accountability for AI decisions and their consequences, especially for autonomous systems. Societal-scale harm can arise when no one is uniquely accountable for the technology's creation or use.

Cross-references

The institutions through which a society governs itself function less well because AI is used against them. This includes electoral integrity, the deliberative processes by which positions are formed and contested, and the standing of the bodies that carry them out.

People or organizations cannot establish who holds intellectual-property rights in AI-generated works or inventions, or cannot secure those rights because applicable authorship or inventorship rules do not recognize the AI-generated creation.

Cross-references

AI-generated material diverts investigative time or resources from identifying real victims or actual harmful events, reducing the capacity to protect or assist affected people.

Harms arising where AI capability, and the political authority it confers, accumulates such that decisions affecting many come to be made by progressively fewer parties — through state control of the capability, the surveillance infrastructure it enables, or the lock-in of a societal trajectory that later parties cannot revisit.

AI enabling authoritarian control, surveillance states, and concentration of political power that could lock in undesirable societal trajectories. Governments may pursue intense surveillance and keep AI capabilities in the hands of a trusted minority.

Harms to relations between states and between the parties developing AI. This includes strategic tension and heightened risk of conflict from competition over capability, military competition over AI-enabled capability, and the withholding of safety findings, incident information, and evaluation methods from parties facing the same risks.

Heightened tension and risk of conflict caused by competition between nations for an advantage in AI.

Competition between nations to field AI-enabled military capability, including lethal autonomous weapons, where each party's development is driven by what its rivals are building rather than by its own assessment of need.

Competition for AI capability leads parties — companies, states, or both — to withhold from one another the safety findings, incident information, evaluation methods, and standards work that addressing shared risks would require, so problems common to all of them go unaddressed by any.

Environmental impacts from AI development and deployment including energy consumption, resource use, and ecological effects.

Environmental harms from AI development and deployment including carbon emissions, resource consumption, and ecological impacts.

Carbon dioxide and other greenhouse gas emissions from AI development, infrastructure construction, hardware manufacturing, and operation contribute to climate change. AI creates correspondingly high carbon emissions when energy is procured from fossil fuels.

Substantial water consumption in constructing or operating AI infrastructure, including manufacturing hardware and cooling data centers, reduces water available for other uses or strains local water resources and ecosystems.

Cross-references

Electronic waste from AI hardware lifecycle contributing to environmental pollution and resource depletion. Rapid hardware obsolescence driven by AI advancement creates growing streams of electronic waste.

Extraction of rare metals, minerals, and other resources for AI hardware manufacturing depleting natural resources. AI hardware requires rare earth elements and other materials whose extraction causes environmental damage.

Direct and indirect harm to wildlife and ecosystems from AI infrastructure expansion, habitat destruction, and environmental contamination. Data centers and mining operations for AI components can damage ecosystems and threaten species.

Cross-references

Harm to animal populations from the environmental cost of AI development and deployment, through habitat disturbance, resource and water demand, and the ecological effects of the infrastructure AI runs on.

Cross-references

AI-generated guidance, decisions, or actions contribute to damage to ecosystems, biodiversity, or natural resources through the activities they direct or enable.

Cross-references
Cisco AI Taxonomy 15.1.6 , ArXiv

Harm patterns not yet classified into specific domains.